TUNICK
v. SAFIR, 228
F.3d 135 (2nd Cir. 2000)
SPENCER
TUNICK, Plaintiff-Appellee, v. HOWARD SAFIR, in his official
capacity
as the Police Commissioner of the City of New York, and the
CITY
OF NEW YORK, Defendants-Appellants.
No.
99-7823.
United
States Court of Appeals, Second Circuit.
August
Term, 1999.
Argued:
September 13, 1999.
Decided
May 19, 2000.
Further
Concurrence and Dissent Decided: July 11, 2000.
Appealf from
the United States District Court for the Southern
District of
New York, Harold Baer, Jr., Judge.
RONALD L. KUBY,
New York, N Y (Daniel M. Perez, Law Offices of
Ronald L.
Kuby; Arthur Eisenberg, Norman Siegel, Christopher
Dunn, New York Civil
Liberties Union Foundation, on the brief), for
Plaintiff-Appellee.
STEPHEN J.
McGRATH, Deputy Chief Appeals Division, Corporation
Counsel of
the City of New York, New York, N Y (Michael D.
Hess, Corporation Counsel
of the City of New York, Leonard Koerner, Alan
Beckoff, of counsel,
on the brief), for Defendants-Appellants.
Before: VAN
GRAAFEILAND, CALABRESI, and SACK, Circuit
Judges
PER CURIAM:
On July 13,
1999, the plaintiff Spencer Tunick filed a complaint
in the Southern
District of New York seeking an injunction preventing
the City of
New York and its Police Commissioner, Howard Safir,
(collectively, the "City")
from interfering with a "photo shoot" that Tunick
proposed to conduct
on Sunday, July 18, 1999. Tunick, an internationally
recognized photographer,
planned to photograph seventy-five to one hundred
nude models
arranged in an abstract formation shortly after
dawn on a residential
street in lower Manhattan. He submitted evidence
from which the
district court (Harold Baer, Jr., Judge)
concluded that the New York City
police were likely to arrest Tunick and his models
before the photographic
session could be completed. On July 16, 2000,
the district court
preliminarily enjoined the City from interfering
with the session.
On July 17,
1999, the day after the district court's issuance
of the preliminary
injunction and the day before the planned photographic
session, a three-judge
panel of this Court stayed the preliminary
injunction,
ordering that the appeal be fully briefed and
argued on
an expedited basis. Argument was heard on September
13, 1999.
On appeal,
the City argued solely that New York state law,
which criminalizes
public nudity and the promotion thereof, compelled
it to stop
the proposed photographic session. See N.Y. Pen.
Law §§ 245.01, 245.02.
Tunick countered that the photographic session
is exempt from the
ban on public nudity because §§ 245.01
and 245.02 do "not apply . .
. any person entertaining or performing in a play,
exhibition, show, or entertainment,"
id., and that arresting him and his models before
he had an
opportunity to take his photographs would violate
the First Amendment.
On March 24,
2000, we certified three questions regarding §§
245.01 and
245.02 to the New York Court of Appeals. See Tunick
v. Safir, 2069
F.3d 67 (2d Cir. 2000).Judge
Calabresi concluded that certification
was appropriate pursuant to a six-part test described
in detail
in his opinion. Id. at 81-82.
Judge Sack
disagreed, reasoning that because the photographic
session was
expressive activity and the threatened arrest
of Tunick and his models
would take place before it was completed, the
arrest would constitute
a prior restraint on expression. Id. at 93-94.
Inasmuch as the
session was neither clearly illegal under applicable
law nor asserted to
be contrary to a valid licensing ordinance, the
prior restraint was in his
view unconstitutional and the certification proposed
by Judge Calabresi
was inappropriate because of the delay inherent
in the certification
process. Id. at 94-100. Judge Sack nonetheless
concurred in
the judgment, concluding that as a result of the
differences in views among
the panel members, certification of the questions
to the New York Court
of Appeals was the speediest practicable method
for resolving Tunick's
assertion of rights. Id. at 96-100.
Judge Van Graafeiland,
in a dissent filed separately on April 13,
2000, maintained
that the appeal
should have been dismissed as moot. Id at 96-100.
On May 12,
2000, the New York Court of Appeals, by per curiam
opinion, Tunick
v. Safir, 94 N.Y.2d 709,
709 N.Y.S.2d 881,
731 N.E.2d 597
(2000), while
"undersor[ing] the great value in New York's certification
procedure where
Federal appellate courts or high courts of other
States are
faced with determinative questions of New York
law on which this Court
has not previously spoken," id. at 599, declined
to accept certification
"in the mutual interest of expeditious resolution
of the preliminary
injunction/prior restraint issue," id. at 599.
We now hold
that in light of Tunick's showing of irreparable
injury and the
clear likelihood of Tunick's success on the merits,
it was not an abuse
of discretion for the district court to grant
the preliminary injunction.
See Beal v. Stern, 184 F.3d 117,
122-23 (2d Cir. 1999). We therefore
dissolve the stay entered on July 17 and remand
the case to the district
court with instructions that (unless between the
date of the original
preliminary injunction and the date on which the
district court acts
it has become clearly illegal for Tunick to take
the photographs in accordance
with his plans) the court (a) fix a date, in consultation
with the
parties, for the taking of the photographs, and
(b) re-enter the injunction
prohibiting, for a limited period of time early
in the morning on
a non-business day, the City of New York and its
agents from arresting Tunick
or his models in connection with the taking of
the photographs, or otherwise
interfering with Tunick or his models in the taking
of the photographs
is completed in accordance with the court's order.
The district
court shall, in its discretion, include in the
injunction such other
conditions as it deems appropriate to ensure a
minimal intrusion on the
neighborhood and its residents consistent with
the taking of the photograph
or photographs in issue.
[fn*] The three certified questions
were:
(1) Whether
a photographic shoot involving 75 to 100
nude bodies
arranged in an abstract formation on a
public street
constitutes entertainment or performance
in a "play,
exhibition, show or entertainment" within
the meaning
of the exception to N.Y. Pen. Law §
245.01 and
§ 245.02.
(2) If the
answer to the first question is yes,
whether the exceptions to N.Y. Pen. Law §
245.01
and § 245.02 are limited to indoor activities.
(3) If the
answer to the first question is no, or if
the answers
to the first and second questions are both
yes, whether
N.Y. Pen. Law § 245.01 and § 245.02,
so interpreted,
are valid under the Constitution of the
State of New
York.
CALABRESI, Circuit
Judge, concurring:
Defendants
Howard Safir, in his official capacity as the
Police Commissioner
of the City of New York, and the City of New York
(collectively
"the City") appealed from the grant of a preliminary
injunction by
the United States District Court for the Southern
District of
New York (Harold Baer, Jr., Judge).
The district court had prohibited the
City from interfering with a proposed photo shoot
of 75 to 100 nude models
arranged in an abstract formation, to be conducted
by plaintiff Spencer
Tunick on Sunday, July 18, 1999, between 5:30
a.m. and 6:30 a.m. in
a residential Manhattan neighborhood. On July
17, 1999, a three-judge panel
of this court stayed the preliminary injunction,
pending an expedited
appeal. On appeal, the City, arguing solely that
New York state
law prohibits public nudity, see
N.Y. Pen. Law § 245.01 (McKinney
1989), and the promotion thereof, see
id. §
245.02, contended
that the injunction had been erroneously granted.
In making this
argument, the City maintained that the exemption
contained in the state
law for "any person entertaining or performing
in a play, exhibition,
show or entertainment," see
id. §§
245.01, 245.02, did not apply
to Tunick's proposed photo shoot. To obtain a
definitive reading of the
state statute, we certified to the New York Court
of Appeals the following
questions:
(1) whether
a photographic shoot involving 75 to 100
nude models
arranged in an abstract formation on a
public street
constitutes entertainment or performance
in a "play,
exhibition, show or entertainment" within
the meaning
of the exemption to N.Y. Pen. Law §
245.01 and
§ 245.02;
(2) if the answer
to the first question is yes,
whether the exemption to N.Y. Pen. Law §
245.01
and § 245.02 is limited to indoor activities;
and
(3) if the
answer to the first question is no, or if
the answers
to the first and second questions are both
yes, whether
N.Y. Pen. Law § 245.01 and §
245.02, so
interpreted, are valid under the
Constitution of the State of New York.
Tunick
v. Safir,
209 F.3d 67,
68-69 (2d Cir. 2000) ("Tunick
I").
Emphasizing
"the great value in New York's certification procedure,"
the New York
Court of Appeals nevertheless declined certification.
Tunick
v. Safir,
No. 86, ___ N.Y.2d ___, 2000 N.Y. LEXIS 886, at
*5 (May 12, 2000)
("Tunick
II").
It noted, inter
alia,
that this case involved a preliminary
injunction against an alleged First Amendment
prior restraint and
therefore required a more "expeditious resolution"
than was feasible in
light of the state court's "necessary decisional
process." Id.
at *4,
*5.
On May 19,
2000, this court, with Judge Van Graafeiland dissenting,
entered an order,
by a per curiam opinion, finding that the district
court's grant
of the preliminary injunction was not an abuse
of discretion.
See
Tunick v. Safir,
No. 99-7823, ___ F.3d ___, 2000 U.S. App.
LEXIS 11088,
at *6 (2d Cir. May 19, 2000) (per curiam) ("Tunick
III").
We therefore
lifted the stay and remanded the case to the district
court to
fix a new date for the photo shoot and to specify
in the injunction that
the City and its agents would be barred from arresting
Tunick and the
models or otherwise interfering with the photo
shoot until after the photographs
had been taken.
We also instructed the district court,
"in its discretion,
[to] include in the injunction such other conditions
as it deems
appropriate to ensure a minimal intrusion on the
neighborhood and
its residents consistent with the taking of the
photograph or photographs
in issue." Id.
at *7. The per curiam noted that I would
thereafter file
an opinion explaining my reasons for concurring
in the disposition.
I now do so.
DISCUSSION
We review a
district court's grant of a preliminary injunction
for an abuse
of discretion.
See
Otokoyama
Co. v. Wine of Japan Import, Inc.,
175 F.3d 266,
270 (2d Cir.
1999). In order to obtain a preliminary injunction,
a party must
establish irreparable harm and either (a) a likelihood
of success on the
merits or (b) a sufficiently serious question
going to the merits, with
a balance of hardships tipping in favor of the
party requesting the preliminary
injunction. See
id. Because,
however, plaintiff seeks a mandatory
injunction, that is, he asks to "stay governmental
action taken in
the public interest pursuant to a statutory or
regulatory scheme," Bery
v. City of New York,
97 F.3d 689,
694 (2d Cir. 1996), he must establish
a clear or substantial likelihood of success on
the merits, see
Tom
Doherty Assocs., Inc. v. Saban Entertainment,
Inc.,
60 F.3d 27,
34 (2d
Cir. 1995).
Violations
of First Amendment rights are presumed irreparable.
See
Elrod
v. Burns,
427 U.S. 347,
373 (1976). Accordingly, "the very nature
of [Tunick's]
allegations" satisfies the requirement that he
show irreparable
injury. Bery,
97 F.3d at 694. The only remaining issue,
therefore, is
whether Tunick has established a clear likelihood
of success
on the merits. And because the City's sole argument
against the injunction
is based on the New York statute regulating public
nudity, Tunick
has met that burden if there is a clear likelihood
that the New York
law does not bar the proposed photo shoot.
As noted above,
New York state law forbids public nudity and the
promotion thereof,
but provides an exception for "any person entertaining
or performing
in a play, exhibition, show or entertainment."
N.Y. Pen. Law
§§ 245.01, 245.02. Interpreting this
exception to apply only to "performances
or exhibitions that [take] place indoors before
audiences," the
City argues that state law prohibits Tunick's
proposed photo shoot, since
it is not a performance or exhibition scheduled
to occur indoors before
an audience. Appellant's Brief at 14.
Because, on
certification, the New York Court of Appeals declined
to interpret
the relevant sections of the statute at issue,
that task now falls
to us. New York's highest court, of course, has
a complete right to
decline certification; and indeed, nothing requires
it to provide any explanation
for such a decision. See
N.Y. Comp. Codes R. & Regs. tit. 22,
§ 500.17(d).
But the fact that it has failed to answer the
certified questions
does not mean that we must, as a result, forego
interpreting
the state statute and decide the case on federal
constitutional
grounds. Quite the contrary, certification demonstrates
our respect
for the supremacy of the state's highest tribunal
in interpreting
its own laws. Declination of certification, for
whatever reason,
frees us, with the approval of
the New York Court of Appeals, to do the best
we can to read the state
statute correctly.
The issue before
us, therefore, is not whether New York State or
New York
City can constitutionally forbid public nudity.
That is a question as
to which I need take no stand in this case. The
issue in this case is,
rather, whether they have prohibited the kind
of nudity that Tunick's photo
shoot entails.
As noted in
my previous opinion in this case, the answer to
that question,
which turns on the proper interpretation of the
statute before us,
is essentially unaided by state court decisions.
See
Tunick I,
209 F.3d
at 71-72 (Opinion of Calabresi, J.).
Thus, on the question of whether
the statute prohibits nude photography, I have
found only two cases,
by municipal courts, that arguably take conflicting
positions. Compare
People v. Wilhelm,
330 N.Y.S.2d 279,
280-81 (City Ct. Buffalo 1972)
(interpreting a predecessor version of the statute
that had the same
exception as the one in the current version, in
a case in which the defendant
did not claim that the photo shoot itself was
an exhibition or showing,
to prohibit nude photography, but, as a result,
finding the statute
unconstitutional as applied), with
People v. Gilmore, 486
N.Y.S.2d 965, 970 (City Ct. Mount Vernon 1983)
(reasoning that the statute
was not overbroad because "persons engaged in
the photographing of
nude women . . . are not threatened by Penal Law
245.02 ").
In the absence
of persuasive decisions, we turn to New York's
canons of statutory
construction. Under these, we must begin with
"the plain meaning
of the words of a statute." In
re Hernandez,
93 N.Y.2d 781,
786 (1999).
And in doing so, we are to "resort . . . to the
natural signification
of the words employed." In
re Grand Jury Subpoena Duces Tecum
Served on the Museum of Modern Art,
93 N.Y.2d 729,
738 (1999) (quoting
Tompkins
v. Hunter,
149 N.Y. 117,
122-23 (1896)). "[I]f [those words]
have a definite meaning, which involves no absurdity
or contradiction,
there is
no room for construction and courts have no right
to add to or take away
from that meaning." Id.
(quoting Tompkins,
149 N.Y. at 123).
Applying these
canons, I think that Tunick has a clear likelihood
of success
on his claim that his proposed photo shoot falls
within the statutory
exception. This is so because the abstract arrangement
of 75 to
100 nude models draped across a public street
can more than plausibly be
deemed an exhibition, that is, "a public . . .
showing . . . esp[ecially]
of [a] work[] of art." Webster's
Third
New
International Dictionary
796 (1993). As the plain language of the statute
has a definite
meaning, and since reading the word "exhibition"
to encompass the
proposed photo shoot involves no absurdity or
contradiction, there is no
apparent reason to construe a statute, that nowhere
references audiences
or locations, to apply, as the City urges, only
to exhibitions that
occur indoors before audiences.
Moreover, New
York's canons of construction require courts "to
avoid interpreting
[a New York statute] in a way that would render
[it] unconstitutional
if such a construction can be avoided." National
Ass'n of
Indep. Insurers v. State,
89 N.Y.2d 950,
952 (1997) (quoting Alliance
of
Am. Insurers v. Chu,
77 N.Y.2d 573,
585 (1991) (internal quotation marks
omitted)). A reading of the statute to exempt
Tunick's proposed activity
from the ban on public nudity not only comports
with a highly plausible
meaning of the statute, but it also avoids the
significant constitutional
difficulties that would result from the City's
interpretation.
As I noted in my previous opinion:
One need not
contemplate why, on the City's
reasoning, a totally naked production of Hamlet
could
be staged in the middle of Grand Central Station
during rush
hour, while Tunick's photo shoot had to be
banned regardless
of the time, place, or manner in
which it occurred, to say that the statute as
interpreted
by the City would raise serious
constitutional issues. It is enough to ask why
a nude
performance with an audience would be permitted,
and a
photo shoot in the same place would be prohibited,
to suggest
that significant constitutional problems,
based on irrationality,
attend the City's reading of
the statute.
Tunick
I, 209
F.3d at 84 (opinion of Calabresi, J.).
This is not to say,
of course, that the statute so read would be unconstitutional.
It is
only to assert the obvious: an interpretation
that treats photographic
exhibitions in the same way as other exhibitions
and fails to introduce,
entirely absent, indoor/outdoor and audience/non-audience
distinctions
into the statute avoids possible constitutional
problems, while
an opposite construction requires that such issues
be faced.
It is also
not to say that the City would be constitutionally
barred from
imposing reasonable time, place, or manner restrictions
on the conduct
of any photo shoot. See
Clark v. Community for Creative Non-Violence,
468 U.S. 288,
293 (1984). Indeed, if one were to read some
implicit limitations
into the exception, it would be far more plausible
to take the
terms "play[s], exhibition[s], show[s] or entertainment,"
N Y Pen. Law
§§ 245.01, 245.02, to mean nude events
that occur in controlled
circumstances, that is, under conditions that
"minim[ize] intrusion[s]
on the neighborhood and its residents," Tunick
III,
2000 U.S.
App. 11088, at *7, than it would be to limit the
statute — as the
City would have us do — to exhibitions that
occur indoors before
audiences without regard to attendant disruptions.
Because, however,
the City has made no argument that its efforts
to limit Tunick's proposed
artistic activity were simply, or even in part,
constitutionally permissible
efforts to impose reasonable time, place, or manner
restrictions,
I need not today consider such an interpretation.
I need do
no more than conclude that the City's tortured
reading, both
as a matter of language and of underlying policy,
is unlikely
to prevail.
Because I believe
that Tunick has a clear likelihood of establishing
that state law
does not prohibit his artistic endeavor, I concur
in our per
curiam decision holding that the district court
did not abuse its discretion
in issuing the preliminary injunction.
I also concur
in our decision to modify the injunction in a
manner that effectively
allows the City to arrest Tunick or his models
after, but not before,
the completion of the photo shoot. See
Tunick III,
2000 U.S. App.
LEXIS 11088, at *7. I do so because the plaintiff
conceded at oral argument
that his purpose in bringing the litigation was
"to enjoin a prior
restraint" and not to prevent the City from subsequently
seeking to sanction
him. Tr. Oral Arg. at 28.
Under the circumstances, there is
no reason to consider whether there might be legal
grounds to bar the City
from prosecuting plaintiff or his models subsequent
to the completion
of the photo shoot, and I decline to do so.
There is, moreover,
nothing inconsistent between finding "most likely"
an interpretation
of the New York statute that allows the photo
shoot and permitting
such an interpretation to be further tested though
arrests after
the shoot is completed. This is so for two reasons.
First, the question
presented on this appeal, since it is from the
grant of a preliminary
injunction, is whether Tunick has established
a clear likelihood
of success on the merits. See
Tom Doherty Assocs., Inc.,
60 F.3d
at 34. ccordingly, in resolving the case, I have
expressed my view only
as to the most probable reading of the statute.
Second, § 245.01
and § 245.02 are matters of New York law
and, therefore, the interpretation
of those sections to which I — a federal
judge —
subscribe is, necessarily, only a prediction of
state law. Cf.
Bank
of New York v. Amoco Oil Co.,
35 F.3d 643,
650 (2d Cir. 1994) (stating
— in a diversity context — that when
a federal court applies
state law, its role is "carefully [to] predict
how the highest court
of the state would resolve" the state law question).
As a result, any
finding — even by a majority of this court
— that the New York
statute does not prohibit Tunick's proposed artistic
activity would in
no way be binding on New York state courts. See,
e.g., Hartnett v. New
York City Transit Auth.,
612 N.Y.S.2d 613,
616 (2d Dep't 1994), aff'd,
86 N.Y.2d 438
(1995). All this means that the City, should it
elect to prosecute
plaintiff and his models subsequent to the completion
of the photo
shoot, would have the opportunity to obtain a
definitive answer
to the statutory questions presented in this appeal
from the only court
system authorized to give that answer.
I concur in the judgment of the
court.
[fn1] Judge
Van Graafeiland dissented from our certification.
See
Tunick I,
209 F.3d at 96-100 (Van Graafeiland, J.,
dissenting). We are particularly
troubled by a portion of his dissent appearing
at 209 F.3d at 98.
Judge Van Graafeiland writes, "Judge Sack advised
me and Judge Calabresi
[in December] that he did not agree with the proposed
certification,
and I expressed my agreement with that portion
of Judge Sack's
response. Another three months elapsed with no
further action on the
part of Judge Calabresi until, on March 10, 2000,
he circulated a 46-page
opinion ordering the following . . . set of proposed
certified questions
[different from another set that he had previously
circulated]."
Id.
The statement may be misunderstood to suggest
that Judge
Sack and I acted with unseemly haste. In fact,
Judge Sack and I provided
drafts of our opinions to Judge Van Graafeiland
in December 1999.
(One of those drafts was the "advice" from Judge
Sack "that he did not
agree with the proposed certification" to which
Judge Van Graafeiland refers.)
My draft set forth substantially the views contained
in my opinion
in this appeal eventually published on March 24.
In January and February,
we all exchanged memoranda with respect to the
drafts. But on February
24, Judge Van Graafeiland wrote Judge Sack and
me telling us that
he could not file a dissent until there was a
majority opinion from which
to dissent. He said that, when Judge Sack and
I agreed, he would prepare
a dissent, but it would not in any event be before
May. It was then
that Judge Sack and I, with the approval of the
Chief Judge, decided to
resolve this appeal as soon as practicable inasmuch
as it had been heard
on an expedited basis, more than five months had
elapsed since argument,
three months since Judge Sack and I had first
circulated draft opinions,
and the First Amendment context of the appeal
made it time sensitive.
Judge Sack has authorized me to say that he joins
in this statement.
[fn2] The original
preliminary injunction entered by the district
court, by
contrast, prohibited the City and its agents from
arresting Tunick and his
models at all. See
Tunick v. Safir,
No. 99 Civ. 5053, 1999 WL 511852,
at *1 (S.D.N.Y. July 19, 1999).
[fn3] While
we appreciate explanations such as those given
in this case by
the New York Court of Appeals, we have no right
to expect them. Indeed,
it is precisely because the New York Court of
Appeals can refuse certification
as readily as it declines to hear appeals from
decisions of the
appellate divisions that the argument, often made
but none the better for
its frequency, that certification imposes a burden
on busy state courts,
see
e.g.,
Elliott
Assocs. L.P. v. Banco de la Nacion,
194 F.3d 363,
370 (2d Cir.
1999) (declining to certify a question to the
New York Court of
Appeals and reasoning in part that "[t]he procedure
must not be a device
for shifting the burdens of this Court to those
whose burdens are at
least as great" (quoting Kidney
v. Kolmar Labs., Inc.,
808 F.2d 955,
957 (2d Cir.
1987)), is fallacious. With these federal court
assertions,
it is well to contrast the statements of the New
York Court of
Appeals encouraging certification. See,
e.g.,
Tunick
II, 2000
N Y LEXIS
886, at * 5 ("underscor[ing] the great value in
New York's certification
procedure"); Rufino
v. United States,
69 N.Y.2d 310,
311 (1987)
(lauding "the value of the certification process,
in saving `time,
energy, and resources and help[ing to] build a
cooperative judicial
federalism'" (quoting Lehman
Bros. v. Schein,
416 U.S. 386,
391 (1974)
(alteration in Rufino)).
Significantly, these comments are regularly
made, even in cases in which the New York court
declined certification.
See
Tunick II,
2000 N.Y. LEXIS 886, at *1; Rufino,
69 N
Y2d at 311.
[fn4] In this
regard, it is worth noting that the decision of
the New York
Court of Appeals to decline certification in order
to allow for a more
"expeditious resolution of the preliminary injunction/prior
restraint issue"
in the case before us, Tunick
II, 2000
N.Y. LEXIS 886, at
*5, illustrates the amenability of the certification
procedure even to time-sensitive
First Amendment questions. Cf.
Tunick I,
209 F.3d at 78-79
(opinion of Calabresi, J.)
(noting that a federal court should certify
only if it believes that the delay inherent in
certification will not
unduly harm the federal right asserted); id.
at 95 (opinion of Sack, J.)
(stating that, where a prior restraint is involved,
the delay caused by
certification "is constitutionally intolerable").
In a sense, neither of
the opinions cited above adequately considered
that the state courts themselves
have a role to play in deciding whether certification
can take place
consistently with the underlying rights at issue.
But, as this case illustrates,
a state court will likely accept certification
in cases of this
sort only where it believes that the "interest
of expeditious resolution"
does not counsel otherwise, that is, where it
believes that it
can resolve the questions quickly. Tunick
II, 2000
N Y LEXIS 886, at *5.
That the New York Court of Appeals rejected certification
in the instant
case underscores the fact that state courts as
much as federal courts
are sensitive to time in relation to alleged constitutional
rights. As a
result, the declination also emphasizes the flexibility
of certification
and the ways in which it can be tailored to accommodate,
together with
the federal interest in preventing irreparable
harms to potential
federal rights, the state interest in having state
courts either decide
important unresolved state law issues or decline
to do so.
[fn5] New York
Penal Law § 245.01 and § 245.02 expressly
allows any
local government to opt out of the exception for
"a play, exhibition,
show or entertainment." N.Y. Pen. Law § 245.01
("Nothing in
this section shall prevent the adoption by a city,
town or village of a
local law prohibiting exposure of a person as
herein defined in a public
place, at any time, whether or not such person
is entertaining or performing
in a play, exhibition, show or entertainment.");
N.Y. Pen. Law §
245.02 (substantially the same). Thus, the statute
seemingly permits
local governments to forbid all public nudity
by local ordinance. New
York City has concededly never enacted such an
ordinance.
[fn6] Moreover,
because we are free to do so under the equitable
powers at
play when injunctions are issued, see,
e.g., Zenith Radio Corp. v. Hazeltine
Research, Inc.,
395 U.S. 100,
132 (1969) (noting the broad equitable
powers of federal courts to tailor remedies to
the circumstances
at hand), our per curiam, correctly in my view,
urges the district
court to take care to minimize, by appropriate
restrictions of a time,
place, and manner sort, the disruption to the
surrounding neighborhood
the photo shoot might otherwise create.
VAN GRAAFEILAND, Senior
Circuit Judge, dissenting:
When I dissented
from my colleagues' unsuccessful request for
certification
to the New York Court of Appeals, see
Tunick
v. Safir,
209 F.3d 67,
96-100 (2d Cir. 2000), I relied upon the following
undisputed facts:
1. On July
13, 1999, Tunick filed a complaint in the
Southern District
of New York in which he asked the
court to enjoin the defendants from interfering
with a
planned photo shoot of nude models to be held
on July
19, 1999 on Madison Street in New York City. Id.
at 96.
2. On the same
day, Tunick served an order to show
cause why an order should not be issued enjoining
the
defendants from interfering with the Madison Street
photo shoot.
Id.
at 97.
3. In the opening
paragraph of the district court's
Opinion and Order, it described Tunick's application
as follows:
Plaintiff Spencer
Tunick seeks a preliminary
injunction that will enjoin defendants from
arresting or
interfering with Tunick and 75 to 100
nude models, to be placed in an abstract formation
on Madison
Street between Catherine and Market
streets at 5:30 a.m. on Sunday July 18, 1999.
4. In the closing
paragraph of the Opinion and Order,
the district court, in rejecting the City's "time,
place and manner"
argument, said:
Most importantly,
given the fact that the City has
been unable to offer a single alternative location,
I am not convinced
that the time, place and manner
restriction is narrowly tailored or that it is
[sic]
has no reference to the content of the regulated
speech. Having
first suggested alternative sites
might be agreeable and then failing to pinpoint
a single
alternative location, the City cannot expect
this Court
to simply take its word that the
restriction is reasonable and that the proposed
location and
date is an inappropriate time and place
for the nude
photo shoot. Accordingly, the photo
shoot will proceed on Sunday morning at 5:30 a.m.
at the
proposed location but it shall not last beyond
6:30 a.m. and
the nudity of the models will be
limited to the representation given by plaintiff.
The Police
Department is directed to provide a
suitable police presence.
It is my understanding
that the photo shoot requested by Tunick was not
held until June
4, 2000. Moreover, it was not held on Madison
Street. Instead,
it was conducted at an "alternative location",
an area between Mangin
and Baruch Streets, located about a mile to the
northeast of Madison
Street. The controversy between the parties relative
to a Madison Street
shoot, if not already moot when I wrote my original
dissent, clearly
became moot when the parties decided to conduct
the shoot on Mangin
Street. "[F]ederal courts may adjudicate only
actual, ongoing cases
or controversies." Lewis
v. Continental Bank Corp.,
494 U.S. 472,
477 (1990) (citations
omitted); see
also
United
States v. Alaska S.S. Co.,
253 U.S. 113,
116 (1920); Arthur
v. Manch,
12 F.3d 377,
380 (2d Cir.
1993).
This being
so, I see no need to further muddy the waters
in which this case
has been submerged by discussing the absence of
the uniformity between
my colleagues that is essential to a true per
curiam
opinion. Separately-submitted,
multi-page opinions, which agree only in a result
that was not
effected, should not remain on the record as precedential
authority in
future Second Circuit litigation.
The appeal
should be dismissed, and the matter remanded to
the district court
with instructions to dismiss the complaint. See
United
States v. Munsingwear,
Inc.,
340 U.S. 36,
39 (1950); In
re Chateaugay
Corp.,
988 F.2d 322,
325 (2d Cir. 1993).
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