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WEB DESIGN
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Court Opinion |
POPE
v.
ILLINOIS, 481
U.S. 497 (1987)
POPE
ET AL. v.
ILLINOIS
CERTIORARI
TO THE APPELLATE COURT OF ILLINOIS, SECOND DISTRICT
No.
85-1973.
Argued
February 24, 1987
Decided
May 4, 1987
Under Miller
v. California,
413 U.S. 15,
the third or "value" prong of the
tripartite test for judging whether material
is obscene requires the
trier of fact to determine "whether the work,
taken as a whole, lacks
serious literary, artistic, political, or scientific
value." After
petitioners, both of whom were attendants at
adult bookstores, sold
certain magazines to police, they were separately
charged with the
offense of "obscenity" under Illinois law. Both
trial courts instructed
the respective juries that, to convict, they
must find, inter
alia,
that the magazines were without "value." The
juries were also instructed
to judge whether the material was obscene by
determining how it would be
viewed by ordinary adults in the whole State
of Illinois. The State
Appellate Court affirmed both petitioners' convictions,
rejecting their
contention that the "value" issue must be determined
solely on an
objective basis and not by reference to "contemporary
community
standards."
Held:
1. In a prosecution
for the sale of allegedly obscene materials,
the
jury should not be instructed to apply community
standards in deciding
the value question. Only the first and second
prongs of the Miller
test —
appeal to prurient interest and patent offensiveness
—
should be decided with reference to "contemporary
community standards."
The ideas that a work represents need not obtain
majority approval to
merit protection, and the value of that work
does not vary from
community to community based on the degree of
local acceptance it has
won. The proper inquiry is not whether an ordinary
member of any given
community would find serious value in the allegedly
obscene material,
but whether a reasonable person would find such
value in the material,
taken as a whole. The instruction at issue therefore
violated the First
and Fourteenth Amendments. Pp. 500-501.
2. Whether
petitioners' convictions should be reversed
outright
or are subject to salvage because the erroneous
instruction
constituted harmless error will not be decided
by this Court, since
the State Appellate Court has not considered
the harmless-error issue.
Under Rose
v. Clark,
478 U.S. 570,
in the absence
of error that renders a trial fundamentally
unfair, a conviction
should be affirmed where the reviewing court
can find that the
record developed at trial established guilt
beyond
a reasonable doubt. Here, since the jurors were
not precluded from
considering the value question, petitioners'
convictions should stand
despite the erroneous "community standards"
instruction if the appellate
court concludes that no rational juror, if properly
instructed, could
find "value" in the magazines petitioners sold.
Pp. 501-504.
138 Ill. App.3d 726,
486 N.E.2d 350,
vacated and remanded.
WHITE, J.,
delivered the opinion of the Court, in which
REHNQUIST, C.
J., and POWELL, O'CONNOR, and SCALIA, JJ., joined,
and in Parts I and II
of which BLACKMUN, J., joined. SCALIA, J., filed
a concurring opinion, post,
p. 504. BLACKMUN, J., filed an opinion concurring
in part and dissenting
in part, post,
p. 505. BRENNAN, J., filed a dissenting
opinion, post,
p. 506. STEVENS, J., filed a dissenting opinion,
in which
MARSHALL, J., joined, in all but n. 11 of which
BRENNAN, J., joined, and
in Part I of which BLACKMUN, J., joined, post,
p. 507.
Glenn
A. Stanko
argued the cause for petitioners. With
him on the
briefs was J.
Steven Beckett.
Sally
Louise Dilgart,
Assistant Attorney General of Illinois,
argued the
cause for respondent. On the brief were
Neil
F. Hartigan,
Attorney General, Roma
J. Stewart,
Solicitor General,
and Mark
L. Rotert
and Jack
Donatelli,
Assistant Attorneys
General.
[fn*]
Briefs of
amici
curiae
urging reversal were filed for the American
Booksellers
Association, Inc., et al. by Michael
A. Bamberger, R. Bruce Rich,
Roger L. Funk,
and Maxwell
J. Lillienstein;
for the American Civil Liberties
Union et al. by Bruce
J. Ennis, Jr., David W. Ogden, Harvey
Grossman,
Jane M. Whicher, Jack Novik,
and David
Goldstein;
and for
Volunteer Lawyers for the Arts, Inc., by Irwin
Karp
and I.
Fred Koenigsberg.
Edward
Cooper
and James
J. Clancy
filed a brief for the city of Santa Ana,
California, as amicus
curiae.
JUSTICE WHITE
delivered the opinion of the Court.
In Miller
v. California,
413 U.S. 15
(1973), the Court set out
a tripartite test for judging whether material
is obscene. The
third prong of the Miller
test requires the trier of fact to
determine "whether the work, taken as a whole,
lacks serious literary,
artistic, political, or scientific value." Id.,
at 24.
The issue in this case is whether, in a prosecution
for the
sale of allegedly obscene materials, the jury
may be instructed to
apply community standards in deciding the value
question.
I
On July 21,
1983, Rockford, Illinois, police detectives
purchased certain
magazines from the two petitioners, each of
whom was an
attendant at an adult bookstore. Petitioners
were subsequently
charged separately with the offense of
"obscenity"
for the sale of these magazines. Each petitioner
moved to dismiss
the charges against him on the ground that
the then-current
version of the Illinois obscenity statute, Ill.
Rev. Stat.,
ch. 38, 11-20 (1983), violated the First and
Fourteenth
Amendments to the United States Constitution.
Both petitioners
argued, among other things, that the statute
was unconstitutional
in failing to require that the value question
be judged
"solely on an objective basis as opposed to
reference [sic]
to contemporary community standards." App.
8, 22.
Both trial courts rejected this contention and
instructed the
respective juries to judge whether the material
was obscene
by determining how it would be viewed by ordinary
adults in
the whole State of Illinois.
Both petitioners were
found guilty, and both appealed to the Illinois
Appellate Court,
Second District. That court also rejected petitioners'
contention
that the issue of value must be determined on
an objective
basis and not by reference to contemporary community
standards.
138 Ill. App.3d 726,
486 N.E.2d 350 (1985);
138 Ill. App.3d 595,
486 N.E.2d 345
(1985). The Illinois
Supreme Court denied review, and we granted
certiorari, 479
U.S. 812 (1986).
II
There is
no suggestion in our cases that the question
of the value
of an allegedly obscene work is to be determined
by reference to
community standards. Indeed, our cases are to
the contrary.
Smith
v. United
States,
431 U.S. 291
(1977), held
that, in a federal prosecution for mailing obscene
materials, the
first and second prongs of the Miller
test — appeal to prurient
interest and patent offensiveness —are
issues of factfor
the jury to determine applying contemporary
community standards.
The Court then observed that, unlike prurient
appeal and
patent offensiveness, "[l]iterary, artistic,
political, or
scientific value . . . is not discussed in Miller
in terms of
contemporary community standards." Id.,
at 301 (citing F.
Schauer, The Law of Obscenity 123-124 (1976)).
This comment
was not meant to point out an oversight in the
Miller
opinion, but to call attention to and approve
a deliberate choice.
In Miller
itself, the Court was careful to point out that
"[t]he First
Amendment protects works which, taken as a
whole, have
serious literary, artistic, political, or scientific
value, regardless
of whether the government or a majority of
the people
approve of the ideas these works represent."
413 U.S.,
at 34. Just as the ideas a work represents need
not obtain
majority approval to merit protection, neither,
insofar as
the First Amendment is concerned, does the value
of the work
vary from community to community based on the
degree of
local acceptance it has won. The proper inquiry
is not
whether an ordinary member of any given community
would find
serious literary, artistic, political, or scientific
value in allegedly
obscene material, but whether a reasonable
person would
find such value in the material, taken as a
whole.
The instruction at issue in this case was therefore
unconstitutional.
III
The question
remains whether the convictions should be
reversed outright
or are subject to salvage if the erroneous
instruction
is found to be harmless error. Petitioners contend
that the statute
is invalid on its face and that the convictions
must necessarily
be reversed because, as we understand
it, the State
should not be allowed to preserve any
conviction
under a law that poses a threat to First Amendment
values. But
the statute under which petitioners were
convicted
is no longer on the books; it has been repealed
and replaced
by a statute that does not call for the application
of community
standards to the value question.
Facial invalidation of
the repealed statute would not serve the purpose
of preventing
future prosecutions under a constitutionally
defective standard.
Cf., e.
g., Secretary of State of Maryland v.
Joseph
H. Munson Co.,
467 U.S. 947,
964-968, and n. 13 (1984).
And if we did facially invalidate the repealed
statute and
reverse petitioners' convictions, petitioners
could still be retried
under that statute, provided that the erroneous
instruction was
not repeated, because petitioners could not
plausibly
claim that the repealed statute failed to give
them notice
that the sale of obscene materials would be
prosecuted. See
Dombrowski
v. Pfister,
380 U.S. 479,
491, n. 7 (1965);
United
States
v. Thirty-seven
Photographs,
402 U.S. 363,
375, n. 3
(1971). Under these circumstances, we see no
reason to
require a retrial if it can be said beyond a
reasonable doubt
that the jury's verdict in this case was not
affected by
the erroneous instruction.
The situation
here is comparable to that in Rose
v. Clark,
478 U.S. 570
(1986). In Rose,
the jury in a murder trial was incorrectly
instructed on the element of malice,
yet the Court
held that a harmless-error inquiry was appropriate.
The Court
explained that in the absence of error that
renders a
trial fundamentally unfair, such as denial of
the right to counsel
or trial before a financially interested judge,
a conviction should
be affirmed "[w]here a reviewing court can find
that the record
developed at trial established guilt beyond
a reasonable
doubt . . . ." Id.,
at 579. The error in Rose
did not
entirely preclude the jury from considering
the element of
malice, id.,
at 580, n. 8, and the fact that the jury could
conceivably
have had the impermissible presumption in mind
when it considered
the element of malice was not a reason to
retry the
defendant if the facts that the jury necessarily
found established
guilt beyond a reasonable doubt.
The Court
said: "When a jury is instructed to presume
malice from
predicate facts, it still must find the existence
of those facts
beyond reasonable doubt. Connecticut
v. Johnson,
460 U.S. 73,
96-97 (1983) (POWELL, J., dissenting). In many
cases, the
predicate facts conclusively establish intent,
so that
no rational jury could find that the defendant
committed the
relevant criminal act but did not intend
to cause injury." Id.,
at 580-581.
Similarly,
in the present cases the jurors were not precluded
from considering
the question of value: they were informed
that to convict they must find, among other
things, that
the magazines petitioners sold were utterly
without redeeming
social value. While it was error to instruct
the juries
to use a state community standard in considering
the value
question, if a reviewing court concludes that
no rational juror,
if properly instructed, could find value in
the magazines, the
convictions should stand.
Although we
plainly have the authority to decide whether,
on the facts
of a given case, a constitutional error was
harmless under
the standard of Chapman
v. California,
386 U.S. 18 (1967),
we do so sparingly. Rose
v. Clark,
supra,
at 584. In
this case the Illinois Appellate Court has not
considered the
harmless-error issue. We therefore vacate its
judgment and
remand so that it may do so.
It
is so ordered.
[fn1]
As noted in
petitioners' motions to dismiss, App. 7, 21,
the statute under
which petitioners were prosecuted had been construed
to incorporate the
third prong of the tripartite test set out in
the plurality opinion in Memoirs
v. Massachusetts,
383 U.S. 413
(1966), viz., material is obscene only
if "utterly without redeeming social value."
Id.,
at 418. See People
v. Ridens,
59 Ill.2d 362,
321 N.E.2d 264
(1974); People
v. Thomas,
37 Ill. App.3d 320,
346 N.E.2d 190
(1976). In Miller
v. California,
413 U.S. 15,
22 (1973), the Court held
that this test is not constitutionally mandated
because it imposes a burden
of proof on the State that is "virtually impossible
to discharge under
our criminal standards of proof." Nonetheless,
at the time petitioners
were prosecuted Illinois still chose to retain
the higher burden
of proof on the value question, which it was
of course free to do. For
purposes of this case, it makes no difference
that the value inquiry was under
the Memoirs
as opposed to the Miller
test.
[fn2]
The instructions
stated that the obscenity determination was
to be made
under a statewide standard rather than by reference
to the standard of
any single city, town, or region within the
State. App. 11, 25-26.
[fn3]
Of course,
as noted above, the mere fact that only a minority
of a population
may believe a work has serious value does not
mean the "reasonable
person" standard would not be met.
The State
contends that without an instruction to apply
contemporary community
standards the jury will be at a loss as to how
to decide the value issue.
Brief for Respondent 21. In an obscenity prosecution
the trial court,
in its discretion, could instruct the jury to
decide the value question
by considering whether a reasonable person would
find serious literary,
artistic, political, or scientific value in
the work, taken as a whole.
Such an instruction would be no more likely
to confuse a jury than the
"reasonable man" instructions that have been
given for generations in other
contexts, such as tort suits.
The State
also suggests, in attempting to justify the
use of a "community standards"
instruction on the value question, that such
an instruction is the
functional equivalent of a "reasonable man"
instruction. Id.,
at 16. The
risk, however, is that under a "community standards"
instruction a
jury member could consider himself bound to
follow prevailing local views on
value without considering whether a reasonable
person would arrive at a different
conclusion.
[fn4]
The new statute
provides in relevant part:
"Any material
or performance is obscene if: (1) the average
person, applying contemporary
adult community standards, would find that,
taken as a whole,
it appeals to the prurient interest: and (2)
the average person, applying
contemporary adult community standards, would
find that it depicts or
describes, in a patently offensive way, ultimate
sexual acts or sado-masochistic
sexual acts, whether normal or perverted, actual
or simulated,
or masturbation, excretory functions or lewd
exhibitions of the genitals;
and (3) taken as a whole, it lacks serious literary,
artistic, political
or scientific value." Ill. Rev. Stat., ch. 38,
11-20(b) (1985)
(effective Jan. 1, 1986).
[fn5]
The jury in
Rose
was instructed that "[a]ll homicides are presumed
to be
malicious in the absence of evidence which would
rebut the implied presumption."
This instruction shifted the burden of proof
on an element of the
crime, in violation of Sandstrom
v. Montana,
442 U.S. 510
(1979), and Francis
v. Franklin,
471 U.S. 307
(1985).
[fn6]
We do not
understand Rose,
as JUSTICE STEVEN'S dissent apparently
does, to be
based on the fiction that a reviewing court
could say beyond all reasonable
doubt that the jury in
fact
did not have the impermissible burden-shifting
instruction in mind when it concluded that the
defendant killed
with malice. To say that the jury "would have
found it unnecessary to rely
on the presumption," Connecticut
v. Johnson,
460 U.S. 73,
97, n. 5 (POWELL,
J., dissenting), or that the impermissible
instruction
was "superfluous," Rose,
478 U.S., at 581, is not to say
that the reviewing court can retrace the jury's
deliberative processes but
that the facts found by the jury were such that
it is clear beyond a reasonable
doubt that if the jury had never heard the impermissible
instruction
its verdict would have been the same.
[fn7]
The problem
with the instructions in both cases is that
the jury could have
been impermissibly aided or constrained in finding
the relevant element of
the crime: in Rose,
by the erroneous presumption; in this case,
by possible
reliance on unreasonable community views on
the value question. By
leaving open the possibility that petitioners'
convictions can be preserved
despite the instructional error, we do no more
than we did in Rose.
To the extent that cases prior to Rose
may indicate that
a conviction can never stand if the instructions
provided the jury do not
require it to find each element of the crime
under the proper standard of
proof, see, e.
g., Cabana
v. Bullock,
474 U.S. 376,
384 (1986),
after Rose,
they are no longer good authority.
JUSTICE SCALIA,
concurring.
I join the
Court's opinion with regard to harmless error
because I
think it implausible that a community standard
embracing
the entire State of Illinois would cause any
jury to convict
where a "reasonable person" standard would not.
At least
in these circumstances, if a reviewing court
concludes that
no rational juror, properly instructed, could
find value in the
magazines, the Constitution is not offended
by letting the convictions
stand.
I join the
Court's opinion with regard to an "objective"
or "reasonable
person" test of "serious literary, artistic,
political, or
scientific value," Miller
v. California,
413 U.S. 15,
24 (1973),
because I think that the most faithful assessment
of what
Miller
intended, and because we have not been asked
to reconsider
Miller
in the present case. I must note, however,
that in my
view it is quite impossible to come to an
objective
assessment of (at least) literary or artistic
value, there
being many accomplished people who have found
literature in
Dada, and art in the replication of a soup can.
Since ratiocination
has little to do with esthetics, the fabled
"reasonable
man" is of little help in the inquiry, and would
have to be
replaced with, perhaps, the "man of tolerably
good taste"
— a description that betrays the lack
of an ascertainable standard.
If evenhanded and accurate decisionmaking is
not always
impossible under such a regime, it is at least
impossible in
the cases that matter. I think we would be better
advised to
adopt as a legal maxim what has long been the
wisdom of
mankind: De
gustibus non est disputandum.
Just as
there is no use arguing about taste, there is
no use litigating about
it. For the law courts to decide "What is Beauty"
is a novelty
even by today's standards.
The approach
proposed by Part II of JUSTICE STEVENS'
dissent does
not eliminate this difficulty, but arguably
aggravates it.
It is a refined enough judgment to estimate
whether a
reasonable person would
find literary or artistic value
in a particular publication; it carries refinement
to the
point of meaninglessness to ask whether he could
do so. Taste
being, as I have said, unpredictable, the answer
to the question
must always be "yes" — so that there is
little practical difference
between that proposal and Part III of JUSTICE
STEVENS' dissent,
which asserts more forthrightly that "government
may not constitutionally
criminalize mere possession or
sale of obscene literature, absent some connection
to minors, or
obtrusive display to unconsenting adults." Post,
at 513
(footnote omitted).
All of today's
opinions, I suggest, display the need for
reexamination
of Miller.
JUSTICE BLACKMUN,
concurring in part and dissenting in
part.
I join Part
I of JUSTICE STEVENS' dissenting opinion for
I agree
with him that "harmless error" analysis may
not appropriately be
applied to this case. I join Parts I and II
of JUSTICE
WHITE's opinion for the Court (but not the Court's
judgment remanding
the case for harmless-error analysis),
however, because
I believe the standard enunciated in those
Parts of that
opinion meets the other concerns voiced by the
dissent. JUSTICE
WHITE points out: "Just as the ideas a
work represents
need not obtain majority approval to merit
protection,
neither, insofar as the First Amendment is concerned,
does the value
of the work vary from community to community
based on the degree of local acceptance it has
won." Ante,
at 500. JUSTICE WHITE further emphasizes:
"Of course
. . . the mere fact that only a minority of
a population may
believe a work has serious value does not mean
the `reasonable
person' standard would not be met." Ante,
at 501,
n. 3. Thus, contrary to the dissent's characterization,
I do
not think that "[a]juror asked to create a `reasonable
person' in
order to apply the standard that the Court announces
today might
well believe that the majority of the population
who find no
value in such a book are more reasonable than
the minority
who do find value." Post,
at 512. Rather, the Court's
opinion stands for the clear proposition that
the First Amendment
does not permit a majority to dictate to discrete
segments of
the population — be they composed of art
critics, literary
scholars, or scientists — the value that
may be found in
various pieces of work. That only a minority
may find value
in a work does not mean that a jury would not
conclude that
"a reasonable person would find such value in
the material, taken
as a whole." Ante,
at 501. Reasonable people certainly
may differ as to what constitutes literary or
artistic merit.
See ante,
at 504 (SCALIA, J., concurring). As I believe
JUSTICE SCALIA
recognizes in his concurrence (although
he may not
applaud it), the Court's opinion today envisions
that even
a minority view among reasonable people that
a work
has value may protect that work from being judged
"obscene."
JUSTICE BRENNAN,
dissenting.
JUSTICE STEVENS
persuasively demonstrates the unconstitutionality
of criminalizing
the possession or sale of "obscene" materials
to consenting adults. I write separately
only to reiterate
my view that any
regulation of such material with
respect to consenting adults suffers from the
defect that
"the concept of `obscenity' cannot be defined
with sufficient specificity
and clarity to provide fair notice to persons
who create
and distribute sexually oriented materials,
to prevent substantial
erosion of protected speech as a byproduct of
the attempt
to suppress unprotected speech, and to avoid
very costly
institutional harms." Paris
Adult Theatre I
v. Slaton,
413 U.S. 49,
103 (1973) (BRENNAN, J., dissenting).
I therefore
join all but footnote 11 of JUSTICE STEVENS'
dissent.
JUSTICE STEVENS,
with whom JUSTICE MARSHALL joins, with
whom JUSTICE BRENNAN joins except as to footnote
11, and with
whom JUSTICE BLACKMUN joins as to Part I,
dissenting.
The Court
correctly holds that the juries that convicted
petitioners
were given erroneous instructions on one of
the three
essential elements of an obscenity conviction.
Nevertheless, I
disagree with its disposition of the case for
three separate
reasons: (1) the error in the instructions was
not harmless;
(2) the Court's attempt to clarify the constitutional
definition
of obscenity is not faithful to the First Amendment;
and (3) I
do not believe Illinois may criminalize the
sale of magazines
to consenting adults who enjoy the constitutional
right to read
and possess them.
I
The distribution
of magazines is presumptively protected
by the First
Amendment. The Court has held, however,
that the constitutional
protection does not apply to obscene
literature.
If a state prosecutor can convince the trier
of fact
that the three components of the obscenity standard
set forth
in Miller
v. California,
413 U.S. 15,
24 (1973), are satisfied, it
may, in the Court's view, prohibit the sale
of sexually explicit
magazines. In a criminal prosecution, the prosecutor
must prove
each of these three elements beyond a
reasonable
doubt. Thus, in these cases, in addition to
the first
two elements of the Miller
standard, the juries were required
to find, on the basis of proof beyond a reasonable
doubt, that
each of the magazines "lacks serious literary,
artistic, political,
or scientific value." Ibid.
The required
finding is fundamentally different from a conclusion
that a majority
of the populace considers the magazines
offensive
or worthless.
As the Court correctly holds, the
juries in these cases were not instructed to
make the required finding;
instead, they were asked to decide whether
"ordinary
adults in the whole State of Illinois" would
view the magazines
that petitioners sold as having value. App.
11, 25-26.
Because of these erroneous instructions, the
juries that
found petitioners guilty of obscenity did not
find one of the
essential elements of that crime. This type
of omission can
never constitute harmless error.
Just as the
constitutional right to trial by jury prohibits
a judge
from directing a verdict for the prosecution,
United
States
v. Martin
Linen Supply Co.,
430 U.S. 564,
572-573 (1977),
so too, "a jury's verdict cannot stand if the
instructions provided
the jury do not require it to find each element
of the crime
under the proper standard of proof." Cabana
v. Bullock,
474 U.S. 376,
384 (1986). As JUSTICE WHITE has explained:
"It should
hardly need saying that a judgment or conviction
cannot be
entered against a defendant no matter
how strong
the evidence is against him, unless that evidence
has been
presented to a jury (or a judge, if a jury
is waived)
and unless the jury (or judge) finds from that
evidence
that the defendant's guilt has been proved beyond
a reasonable
doubt. It cannot be `harmless error'
wholly to
deny a defendant a jury trial on
one or all elements
of
the offense
with which he is charged." Henderson
v. Morgan,
426 U.S. 637,
650 (1976) (WHITE, J.,
concurring) (emphasis added).
Yet, this
is exactly what happened in these cases. Because
of the constitutionally
erroneous instructions, petitioners were
denied a jury determination on one of the critical
elements of
an obscenity prosecution.
An application
of the harmless-error doctrine under these
circumstances
would not only violate petitioners' constitutional
right to trial
by jury, but would also pervert the notion
of harmless
error. When a court is asked to hold that an
error that
occurred did not interfere with the jury's ability
to legitimately
reach the verdict that it reached, harmless-error
analysis may
often be appropriate.
But this principle cannot apply
unless the jury found all of the elements required
to support
a conviction. The harmless-error doctrine may
enable a
court to remove a taint from proceedings in
order to preserve
a jury's findings, but it cannot constitutionally
supplement
those findings.
It is fundamental that an appellate court
(and for that matter, a trial court) is not
free to decide in
a criminal case that, if asked, a jury would
have found something
that it did not find. We have consistently rejected
the possibility
of harmless error in these circumstances.
See Jackson
v. Virginia,
443 U.S. 307,
320, n. 14 (1979);
Carpenters
v. United
States,
330 U.S. 395,
408-409 (1947);
Bollenbach
v. United
States,
326 U.S. 607,
615 (1946);
see also Marks
v. United
States,
430 U.S. 188,
196, n.
12 (1977).
The Court
suggests that these cases "are no longer good
authority" in
light of the decision last term in Rose
v. Clark,
478 U.S. 570
(1986). See ante,
at 503-504, n. 7. I emphatically disagree.
In Rose
v. Clark
the Court held that harmless-error analysis
is applicable to instructions that informed
the jury
of the proper elements of the crime and the
proper standard
of proof, but impermissibly gave the jury the
option of
finding one of the elements through a presumption,
in violation
of Sandstrom
v. Montana,
442 U.S. 510
(1979), and
Francis
v. Franklin,
471 U.S. 307
(1985). In holding harmless-error
analysis applicable, the Court explained that
because the
presumption in question "does not remove the
issue of intent
from the jury's consideration, it
is distinguishable from
other instructional errors that prevent a jury
from considering
an issue.'"
478 U.S., at 580, n. 8 (emphasis added),
quoting Connecticut
v. Johnson,
460 U.S. 73,
95, n.
3 (1983) (POWELL, J., dissenting). The Court
reasoned that
when the evidence is overwhelming on intent,
the instruction allowing
the jury to use a presumption can be
deemed "simply
superfluous," 478 U.S., at 581, for as
JUSTICE POWELL
had earlier stated, in some cases the evidence
may be so
"dispositive of intent that a reviewing court
can say beyond
a reasonable doubt that the jury would have
found it unnecessary
to rely on the presumption." Connecticut
v. Johnson,
460 U.S., at 97, n. 5 (dissenting opinion).
This case
is, of course, far different. No court could
ever determine
that the instructions on the element were superfluous,
since the
error in the instructions went to the ultimate
fact that
the juries were required to find. Rose
v. Clark
did not modify the precedents requiring that
a jury find
all of the elements of a crime under the proper
standard, any
more than it modified the Sixth Amendment's
provision that
"[i]n all criminal prosecutions, the accused
shall enjoy the
right to a . . . trial by an impartial jury."
II
Aside from
its error in remanding convictions which must
clearly be
reversed, the Court announces an obscenity standard
that fails
to accomplish the goal that the Court ascribes
to it. After
stressing the need to avoid a mere majoritarian
inquiry, the
Court states:
"The proper
inquiry is not whether an ordinary member
of any given
community would find serious literary, artistic,
political,
or scientific value in allegedly obscene
material,
but whether a reasonable person would find
such value
in the material, taken as a whole." Ante,
at 500-501.
The problem
with this formulation is that it assumes that
all reasonable
persons would resolve the value inquiry in the
same way.
In fact, there are many cases in which some
reasonable people
would find that specific sexually oriented materials
have serious
artistic, political, literary, or scientific
value, while
other
reasonable people would conclude that
they have
no such value. The Court's formulation does
not tell
the jury how to decide such cases.
In my judgment,
communicative material of this sort is
entitled to
the protection of the First Amendment if some
reasonable
persons
could consider it as having serious literary
artistic,
political, or scientific value. Over 40 years
ago, the
Court recognized that
"Under our system of government there is an
accommodation
for the widest varieties of tastes and ideas.
What is good
literature, what has educational value,
what is refined
public information, what is good art, varies
with individuals
as it does from one generation to another.
. . . From
the multitude of competing offerings the
public will
pick and choose. What seems to one to be
trash may
have for others fleeting or even enduring values."
Hannegan
v. Esquire,
Inc.,
327 U.S. 146,
157-158
(1946).
The purpose
of the third element of the Miller
test is to ensure that
the obscenity laws not be allowed to "`level'
the available
reading matter to the majority or lowest common
denominator
of the population. . . . It is obvious that
neither Ulysses
nor Lady
Chatterley's Lover
would have literary appeal to
the majority of the population." F. Schauer,
The Law
of Obscenity 144 (1976). A juror asked to create
"a reasonable person"
in order to apply the standard that the Court
announces
today might well believe that the majority of
the population
who find no value in such a book are more reasonable
than the minority
who do find value.
First Amendment protection
surely must not be contingent on this type of
subjective
determination.
III
There is
an even more basic reason why I believe these
convictions
must be reversed. The difficulties inherent
in the
Court's "reasonable person" standard reaffirm
my conviction that
government may not constitutionally criminalize
mere possession
or sale of obscene literature, absent some
connection
to minors or obtrusive display to unconsenting
adults.
During the
recent years in which the Court has struggled
with the proper definition of obscenity, six
Members of
the Court have expressed the opinion that the
First Amendment,
at the very least, precludes criminal prosecutions
for sales
such as those involved in this case.
Dissenting in
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