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LEBRON
v. NATIONAL R.R. PASSENGER (AMTRAK), 69
F.3d 650
(2nd Cir. 1995)
MICHEAL
A. LEBRON, PLAINTIFF-COUNTER DEFENDANT-APPELLEE,
v. NATIONAL
RAILROAD
PASSENGER CORPORATION (AMTRAK), DEFENDANT-APPELLANT,
AND
TRANSPORTATION
DISPLAYS, INCORPORATED, DEFENDANT-COUNTER-CLAIMANT.
No.
1494, Docket No. 93-7127.
United
States Court of Appeals, Second Circuit.
Argued:
April 27, 1993.
Decided:
December 27, 1993.
Reversed
and Remanded: February 21, 1995.
Reargued:
May 11, 1995.
Decided:
October 30, 1995.
Kevin T.
Baine, Washington, D.C. (Nicole K. Seligman,
Steven M. Farina,
Williams & Connolly, Washington, D.C., William
G. Ballaine,
Mark S. Landman, Siff Rosen P.C., New York,
New York, of
counsel), for Defendant-Appellant.
David D.
Cole, Washington, D.C. (Center for Constitutional
Rights, Washington,
D.C., R. Bruce Rich, Gloria C. Phares, Robin
E. Silverman,
Bernadette M. McCann Ezring, Jonathan Bloom,
Weil, Gotshal
& Manges, New York, New York, of counsel),
for Plaintiff-Counter-Defendant-Appellee.
Appeal from
the United States District Court for the Southern
District of
New York.
Before: NEWMAN,
Chief Judge, and LUMBARD and MAHONEY, Circuit
Judges.
MAHONEY,
Circuit Judge:
[1] On remand
from the United States Supreme Court, see
Lebron v. National
R.R. Passenger Corp.,
115 S.Ct. 961 (1995) ("Lebron
III"),
this appeal of a judgment entered February 11,
1993 in the United
States District Court for the Southern District
of New York,
Pierre N. Leval, then-District
Judge,
again comes before
us. The district court enjoined defendant-appellee
National Railroad
Passenger Corporation ("Amtrak") and
defendant-counter-claimant
Transportation Displays, Incorporated
("TDI") to
display a political advertisement prepared by
plaintiff-counter-defendant-appellee
Michael A. Lebron on a large billboard
known as the Spectacular in New York City's
Pennsylvania Station
("Penn Station"), having determined that Amtrak's
failure to do
so violated the First Amendment. See
Lebron v. National R.R. Passenger
Corp. (AMTRAK),
811 F. Supp. 993
(S.D.N.Y. 1993) ("Lebron
I").
[2] On appeal,
after staying the injunction, we reversed the
judgment of
the district court, "conclud[ing] that Amtrak
is not a
governmental actor subject to the strictures
of the First Amendment."
Lebron
v. National R.R. Passenger Corp. (AMTRAK),
12 F.3d 388,
389 (2d Cir. 1993) ("Lebron
II").
The Supreme Court reversed
and remanded, holding that Amtrak "is part of
the Government
for purposes of the First Amendment," Lebron
III,
115 S.Ct.
at 974-75, but "express[ing] no opinion as to
whether Amtrak's
refusal to display Lebron's advertisement violated
that Amendment."
115 S.Ct. at 975.
[3] Because
we conclude that Amtrak's historical refusal
to accept political
advertisements such as Lebron's on the Spectacular
is a reasonable
use of that forum that is neutral as to viewpoint,
and that Lebron
lacks standing to assert a facial challenge
to Amtrak's general policies
concerning the acceptance of advertising for
display at Pennsylvania
Station, we again reverse the judgment of the
district court.
[4] Background
[5] On November
30, 1992, Lebron, an artist who creates political
billboard
displays (frequently involving commentary on
public issues),
and TDI, which manages the leasing of advertising
space for
Amtrak, entered into a leasing agreement (the
"Lease") under which
Lebron would rent the Spectacular, "a curved
back-lit display
space approximately 103 feet wide by ten feet
high . . . [which]
dominates the west wall of the rotunda on the
upper level of
Penn Station where thousands of passengers pass
each day," for the
months of January and February 1993. Lebron
II,
12 F.3d at 389.
Although Lebron did not specify the precise
nature of his display,
he did inform TDI that his work was generally
political. Id.
By the terms of the Lease, "`[a]ll advertising
copy is subject
to approval of TDI and [Amtrak] as to character,
text, illustration,
design and operation . . . . [I]f [Amtrak] should
deem such
advertising objectionable for any reason, TDI
shall have
the right to terminate the contract and discontinue
the service
without notice.'" Id.
(quoting the Lease, alterations partially
added).
[6] Lebron
then submitted his proposed advertisement (the
"Display")
to TDI. Lebron characterizes the Display as
"an allegory
about the destructive influence of a powerful,
urban, materialistic
and individualistic culture on rural, community
based, family-oriented
and religious cultures." The district
court described
the Display as follows:
The work
is a photomontage, accompanied
by considerable text. Taking off on a
widely circulated
Coors beer advertisement
which proclaims Coors to be the "Right Beer,"
Lebron's
piece is captioned "Is it the Right's
Beer Now?"
It includes photographic images of
convivial drinkers of Coors beer, juxtaposed
with a Nicaraguan
village scene in which peasants
are menaced by a can of Coors that hurtles
towards them,
leaving behind a tail of fire, as
if it were a missile. The accompanying text,
appearing
on either end of the montage, criticizes
the Coors
family for its support of right-wing
causes, particularly
the contras in Nicaragua.
Again taking off on Coors' advertising which
uses
the slogan of "Silver Bullet" for its beer cans,
the text
proclaims that Coors is "The Silver
Bullet that aims The Far Right's political agenda
at the heart
of America."
[7] Lebron
I,
811 F. Supp. at 995.
[8] When TDI
saw the Display, it offered Lebron any of 500
alternative
billboard sites that TDI had available in New
York City
(none of which were in Penn Station), but Lebron
rejected this
offer. Echoing the allegation in his complaint
that the Spectacular
is "a unique advertising location in the City
of New York,"
Lebron stated in an affidavit that:
The very
size of the Spectacular allowed
me to design and visualize this work with
an effectiveness
and clarity that would
have been otherwise impossible to achieve.
Its size
and shape make it one of the
largest advertising display spaces in New
York City,
and its prominent location in
Pennsylvania Station means that it is
visible to
a large segment of the traveling
public, providing an excellent opportunity
to reach
exactly the kind of audience I
hope to engage with the subject matter of
this piece.
For all of these reasons, I
consider the space an extraordinarily
unique advertising
location in New York
City, and a unique challenge to my communicative
skills as
an artist that no gallery
and few other public environments could
provide.
[9] Shortly
thereafter, Amtrak rejected the Display, stating
that its "`policy
is that it will not allow political advertising
on the [S]pectacular
advertising sign.'" Lebron
II,
12 F.3d at 389 (quoting
Amtrak rejection letter, alteration in Lebron
II).
[10] This
policy, however, is not committed to writing,
Lebron
I,
811 F. Supp.
at 1001, although the licensing agreement between
Amtrak and
TDI (which is addressed to all of Amtrak's advertising
space) states
that: "`All advertising material, exhibit material,
notices and
advertisements, and their manner of presentation
and design,
shall be subject to approval by Amtrak, which
may disapprove
any such items at its own discretion.'" Id.
at 1002 (quoting
licensing agreement).
In addition, the licensing agreement
provides that public service announcements may
be accepted,
at a reduced rate and when space is available,
although they
may be preempted by commercial advertising.
Id.
at 1003. Public
service advertisements may be accepted only
from "`recognized,
legitimate [tax exempt] not-for-profit
organizations,
corporations, National, State or Local government
agencies and
subdivisions, philanthropic or cultural
organizations
whose activities would be of interest or benefit
to a
majority of the area population,'" and must
"adhere to `good taste,
decency and community standards.'" Id.
(quoting licensing agreement,
alterations in Lebron
I).
[11] In this
regard, Amtrak has leased advertising space
to various noncommercial
groups, including:
the New York
Department of the Environment,
the New York Department of Commerce,
a foundation
for muscular dystrophy,
and Plain
Truth
Magazine, a free
magazine on political and social issues
published
by The Worldwide Church of God.
In addition, testimony of the general
counsel of
TDI indicates that TDI regularly
displays public service advertisements,
including
subjects such as the homeless, the
environment, drunk driving, AIDS awareness,
health issues,
and race relations.
[12] Id.
at 1004. The Plain
Truth
is distributed at a four-sided, seven-foot
kiosk that displays an advertisement for the
magazine and
is located in front of the Spectacular.
[13] In addition,
however, it is undisputed that in the twenty-six
years of its
existence, the Spectacular has never been used
for any
type of advertising other than commercial promotions.
The only
advertisements that have appeared on the Spectacular
have promoted
DuPont Company, Resorts International in Atlantic
City, the
Broadway play "Sophisticated Ladies," Fujitsu
Computers, Nike athletic
wear, and A & S Department Stores.
Moreover, as Lebron
has acknowledged, Amtrak previews proposed advertisements
for the Spectacular,
while it views advertisements to be used at
other locations
only after they are exhibited.
[14] Lebron
commenced this action alleging a violation of
his First Amendment
rights and breach of contract, and seeking equitable
relief or,
alternatively, damages. The district court granted
a mandatory
injunction requiring Amtrak and TDI to exhibit
the Display
on the Spectacular. Lebron
I,
811 F. Supp. at 1005. After
holding that Amtrak is a government actor subject
to the First
Amendment, id.
at 995-1000, the court concluded that
Amtrak's refusal
to exhibit the Display violated that amendment.
Id. at 1000-05.
The court provided four bases for this
determination:
(1) Amtrak's policy of not accepting political
advertisements
is not clearly set forth, in that it is not
reduced to
writing, id.
at 1001-02; (2) the policy is vague, in
that it is
difficult to draw the line between political,
public interest,
and commercial advertisements, as demonstrated
by conflicting
testimony by Amtrak's officials, id.
at 1002-03; (3) the
policy is not consistently applied, in that
certain public service
advertisements that Amtrak has accepted might
be viewed as
political, id.
at 1003-04; and (4) the policy may be void as
discriminating
on the basis of viewpoint, in that Amtrak may
inquire into
whether a particular advertisement is offensive,
id.
at 1004-05.
[15] As previously
stated, we initially reversed on the ground
that Amtrak
is not subject to First Amendment constraints,
and therefore
did not consider the merits of Lebron's First
Amendment claim.
Lebron
II,
12 F.3d at 392. We instructed the district
court not
to exercise supplemental jurisdiction over the
remaining
state law claim, but noted that Lebron would
be free to pursue
that claim in state court. Id.
at 392-93. The Supreme Court
reversed and remanded on the "government actor"
issue, directing
us to consider the merits of Lebron's First
Amendment claim.
Lebron
III,
115 S.Ct. at 974-75.
[16] We requested
supplemental letter briefs from the parties,
and heard
reargument on the First Amendment issues.
[17] Discussion
[18] Because
Lebron seeks access to government property,
we begin with
a review of the public forum doctrine.
Under this
approach, regulation of speech
on government property that has traditionally
been available
for public expression
is subject to the highest scrutiny. Such
regulations
survive only if they are narrowly
drawn to achieve a compelling state interest.
Perry
[Educ. Ass'n v. Perry Local Educators'
Ass'n],
460 U.S. [37,] 45, 103 S.Ct. [948,] 955
[(1983)].
The second category of public property is
the designated
public forum, whether of a
limited or unlimited character — property
that the
state has opened for expressive activity by
part
or all of the public. Ibid.
Regulation of such
property is subject to the same limitations
as that
governing a traditional public forum. Id.,
at 46,
103 S.Ct., at 955. Finally, there is all remaining
public property.
Limitations on expressive activity
conducted on this last category of property
must
survive only a much more limited review. The
challenged
regulation need only be reasonable, as
long as the
regulation is not an effort to suppress
the speaker's
activity due to disagreement with the
speaker's
view. Ibid.
[19] International
Soc'y for Krishna Consciousness, Inc. v. Lee,
112 S.Ct.
2701, 2705-06 (1992). Reasonable, content-neutral
time, place,
or manner restrictions are permissible in a
public forum. See
Ward v. Rock Against Racism,
491 U.S. 781,
791, 109 S.Ct. 2746,
2753-54, 105 L.Ed.2d 661 (1989).
[20] "[I]n
defining the forum [the Supreme Court has] focused
on the access
sought by the speaker
. . . . In cases in which limited access
is sought, [the Court's] cases have taken a
more tailored approach
to ascertaining the perimeters of a forum within
the confines
of the government property."
Cornelius v. NAACP Legal Defense
and Educ. Fund, Inc.,
473 U.S. 788,
801 (1985) (emphasis added)
(holding that federal fund-raising drive, not
federal workplace
generally, was relevant forum for analysis).
[21] Amtrak
contends that our public forum inquiry must
focus on the Spectacular
alone, rather than all Penn Station advertising
space. We
agree. Because of its unique size, location,
and visibility,
Lebron sought access only to the Spectacular,
and refused
to accept any other advertising space in New
York City managed
by TDI. Although Lebron now contends that we
should broaden
our public forum inquiry to all Penn Station
advertising space,
it was he who determined that only the Spectacular
would be
acceptable for his display. Cf.
Air Line Pilots Ass'n, Int'l v.
Department of Aviation,
45 F.3d 1144,
1151-52 (7th Cir. 1995) (where
speaker seeks access to diorama display cases
in airport, public
forum inquiry focuses on display cases rather
than airport as
a whole); Hubbard
Broadcasting, Inc. v. Metropolitan Sports
Facilities
Comm'n,
797 F.2d 552,
555-56 (8th Cir.) (where speaker seeks
access to advertising space in sports arena,
public forum inquiry
focuses on advertising space rather than entire
arena), cert
denied, 479 U.S. 986 (1986).
[22] To determine
the Spectacular's forum category, we must examine
"the policy
and practice of the government to ascertain
whether it
intended to designate a place not traditionally
open to assembly
and debate as a public forum." Cornelius,
473 U.S. at 802.
We must bear in mind that "[t]he government
does not create a
public forum by inaction or by permitting limited
discourse, but
only by intentionally opening a nontraditional
forum for public
discourse." Id.;
see also Krishna,
112 S.Ct. at 2706 (quoting
Cornelius,
473 U.S. at 802). Thus, even when the
government
opens a forum for some speech, the forum does
not become
a public forum if the government did not intend
to open the
forum without limitation. See
United States v. Kokinda,
497 U.S. 720,
730 (1990) (plurality opinion); Perry
Educ. Ass'n v. Perry
Local Educators Ass'n,
460 U.S. 37,
48 (1983). When only some
First Amendment access has been granted, the
reasonableness test
applies. Kokinda,
497 U.S. at 730 plurality opinion); Perry,
460 U.S. at 49.
[23] Although
Amtrak does not maintain a written policy with
respect to
the Spectacular, its practice is clear; it has
never opened the
Spectacular for anything except purely commercial
advertising.
See
Air Line Pilots Ass'n,
45 F.3d at 1154 ("a court
must examine the actual
policy — as gleaned from the consistent
practice with regard to various speakers —
to determine
whether a state intended to create a designated
public forum");
cf.
AIDS Action Comm. v. Massachusetts Bay Transp.
Auth.,
42 F.3d 1,
10-12 (1st Cir. 1994) (prohibiting advertisements
concerning use of condoms pursuant to written
policy prohibiting
sexually explicit advertisements constituted
"discrimination
in the application of supposedly neutral
standards"
when other sexually explicit advertisements
had been allowed).
[24] In light
of Amtrak's undisputed practice with respect
to the Spectacular,
therefore, we conclude that the Spectacular
is not a public
forum; most likely, it is a nonpublic forum,
or perhaps it is
a limited public forum opened for purely commercial
speech. See
Calash v. City of Bridgeport,
788 F.2d 80,
83-84 (2d Cir. 1986)
(sports arena opened only to civic, charitable,
and nonprofit
groups either a nonpublic forum or a limited
public forum
not required to accommodate other members of
general public).
[25] Accordingly,
Amtrak's policy of excluding noncommercial
advertisements
from the Spectacular will be upheld so long
as the policy
is "viewpoint-neutral and reasonable in relation
to the forum's
purpose." Calash,
788 F.2d at 84; see
also Cornelius, 473
U.S. at 806 ("Control over access to a nonpublic
forum can be based
on subject matter and speaker identity so long
as the distinctions
drawn are reasonable in light of the purpose
served by
the forum and are viewpoint neutral.").
[26] Lehman
v. City of Shaker Heights,
418 U.S. 298
(1974), is particularly
well addressed to this issue as presented in
the instant
case. In Lehman,
the city imposed a ban on political advertisements
in buses, but allowed other types of
advertisements,
including commercial and public service ads.
A candidate
for public office challenged this policy as
a First Amendment
violation, and the Court responded as follows:
Here, we
have no open spaces, no meeting
hall, park, street corner, or other public
thoroughfare.
Instead, the city is engaged
in commerce. It must provide rapid,
convenient, pleasant, and inexpensive
service to
the commuters of Shaker
Heights. The car card space, although
incidental
to the provision of public
transportation, is part of the commercial
venture.
In much the same way that a
newspaper or periodical, or even a radio or
television
station, need not accept every
proffer of advertising from the general
public, a
city transit system has discretion
to develop and make reasonable choices
concerning
the type of advertising that
may be displayed in its vehicles. In making
these choices,
this Court has held that a
public utility "will be sustained in its
protection
of activities in public places
when those activities do not interfere with
the general
public convenience, comfort
and safety." Public
Utilities Comm'n v.
Pollak,
343 U.S. [451,] 464-65 [(1952)].
Because state
action exists, however, the
policies and practices governing access to
the transit
system's advertising space must
not be arbitrary, capricious, or
invidious. . . . Revenue earned from long-term
commercial
advertising could be jeopardized
by a requirement that short-term candidacy or
issue-oriented
advertisements be displayed
on car cards. Users would be subjected to the
blare of
political propaganda. There could be
lurking doubts
about favoritism, and sticky
administrative problems might arise in parceling
out limited
space to eager politicians. In these
circumstances,
the managerial decision to limit
car card space to innocuous and less controversial
commercial
and service oriented advertising does
not rise
to the dignity of a First Amendment
violation . . . .
No First
Amendment forum is here to
be found. The city consciously has limited
access to
its transit system advertising
space in order to minimize chances of
abuse, the
appearance of favoritism, and
the risk of imposing upon a captive audience.
These are
reasonable legislative objectives
advanced by the city in
a proprietary capacity.
In these
circumstances, there is no First or
Fourteenth Amendment violation.
[27] Lehman,
418 U.S. at 303-04 (plurality opinion) (emphasis
added).
[28] It is
especially significant that, as in Lehman, Amtrak
acts in this
case in a proprietary capacity, rather than
as a governmental regulator.
As the Court stated in Krishna:
Where the
government is acting as a proprietor,
managing
its internal operations,
rather than acting as lawmaker with
the power to regulate or license, its action
will not
be subjected to the heightened review
to which
its actions as a lawmaker may be
subject. Kokinda,
supra,
497 U.S., at
[725], 110 S.Ct., at [3119] (plurality opinion)
(citing Cafeteria
& Restaurant Workers v. McElroy,
367 U.S. 886,
896, 81 S.Ct.
1743, 1749, 6 L.Ed.2d 1230 (1961)). Thus,
we have upheld
a ban on political advertisements
in city-operated transit vehicles, Lehman
v. City
of Shaker Heights,
418 U.S. 298,
94 S.Ct.
2714, 41 L.Ed.2d 770 (1974), even though the
city permitted
other types of advertising on
those vehicles. Similarly, we have permitted
a
school district to limit access to an internal
mail system
used to communicate with teachers
employed by the district. Perry
Education Assn. v. Perry
Local Educators' Ass'n,
460 U.S. 37,
103 S.Ct.
948, 74 L.Ed.2d 794 (1983).
[29] 505,
112 S.Ct. at 2705.
[30] Amtrak's
decision, as a proprietor, to decline to enter
the political
arena, even indirectly, by displaying political
advertisements
is certainly reasonable. Amtrak's position as
a government
controlled and financed public facility, used
daily by
thousands
of people, made it highly advisable to avoid
the criticism
and the embarrassments of allowing any display
seeming to
favor any political view. This was particularly
so with respect
to the Spectacular in view of its uniqueness
and size. Cf.
Calash,
788 F.2d at 84 (finding the city's decision
to limit access
to sports arena to civic, charitable, and nonprofit
groups, but
not rock musicians, reasonable) (citing Cornelius,
473 U.S. at
809-11); Perry,
460 U.S. at 50-53; and Lehman,
418 U.S.
at 304 (plurality opinion)). Nor would a policy
against "political"
advertising on the Spectacular be void for vagueness
in light of
the Supreme Court's decision in Lehman,
418 U.S. at 303-04
(plurality opinion).
[31] Lebron
urges us to reach the same conclusion as the
district court,
arguing that Amtrak's policy is unwritten, inconsistently
applied, and
possibly viewpoint biased. We disagree.
[32] The fact
that a policy is not committed to writing does
not of itself
constitute a First Amendment violation. Cf.
City of Lakewood
v. Plain Dealer Publishing Co.,
486 U.S. 750,
770 (1988) ("[T]he
limits the city claims are implicit in its law
must be made
explicit by textual incorporation, binding judicial
or administrative
construction, or well-established practice.").
City
of Lakewood
and the other cases cited by the district court
stand for
the propositions that "in the area of free expression
a licensing
statute placing unbridled discretion in the
hands of a government
official or agency constitutes a prior
restraint
and may result in censorship," id.
at 757, and that "the absence
of express standards makes it difficult to distinguish,
`as applied,'
between a licensor's legitimate denial of a
permit and its illegitimate
abuse of censorial power." Id.
at 758.
[33] Neither
of these concerns is implicated here. Amtrak's
prior written
agreements, together with the testimony of the
Amtrak official
responsible for approving advertisements on
the Spectacular
and Amtrak's historic practice of reserving
the Spectacular
for commercial advertisements, dispel the notion
that Amtrak
enjoyed "unbridled discretion" or could have
perpetrated an
"illegitimate abuse of censorial power" in rejecting
an advertisement
because of its political content. Furthermore,
because the
policy against political advertisements was
limited in
scope to the Spectacular, there is no evidence
that Amtrak's policy
has ever been applied inconsistently.
[34] The district
court also intimated that Amtrak's policy might
be void
for viewpoint bias, depending upon which of
the conflicting versions
offered at trial represented Amtrak's true policy.
Although the
district court entered no findings of fact,
its concern
was primarily based upon statements appearing
in Amtrak's 1967
and 1980 agreements with TDI, which gave Amtrak
the discretion
to refuse any advertising that "involve[s] political
or other views
which could result in dissension or involve
[Amtrak] in
dissension, complaints or controversy with its
patrons or
the public." 811 F. Supp. at 1001-02 (quoting
TDI licensing
agreements) (alterations partly added). Of course,
if such
a policy were used to screen out only controversial
political
advertisements — that is, political
advertisements
distasteful to the majority — it would
be void
for viewpoint bias. On the other hand, it seems
more sensible
to read the language as a justification, however
inartfully
phrased, for a categorical ban against political
advertising,
see,
e.g., Lehman,
418 U.S. at 304 (characterizing commercial
advertising as "innocuous and less controversial"
than political
advertising), rather than as a test for discriminating
against certain
types of political advertisements.
[35] Because
we have found that Amtrak's policy against political
advertisements
was limited in scope to the Spectacular, Lebron's
attempt to
attack Amtrak's policies regarding the acceptance
of advertisements
in Penn Station generally, rather than on the
Spectacular,
amounts, in substance, to a facial challenge
to those
policies as they might be applied to advertisements
other than
Lebron's and to locations not at issue. Ordinary
rules of standing,
of course, would bar Lebron from mounting such
a challenge.
As the Supreme Court has made clear: "Embedded
in the traditional
rules governing constitutional adjudication
is the principle
that a person to whom a statute may constitutionally
be applied
will not be heard to challenge that statute
on the ground that
it may conceivably be applied unconstitutionally
to others, in
other situations not before the Court." Broadrick
v. Oklahoma,
413 U.S. 601,
610 (1973) (collecting cases).
[36] Further,
"[t]he question of standing is not subject to
waiver . .
. : `we are required to address the issue even
if the courts
below have not passed on it, and even if the
parties fail to
raise the issue before us. The federal courts
are under an independent
obligation to examine their own jurisdiction,
and standing
"is perhaps the most important of [the jurisdictional]
doctrines."'"
United
States v. Hays,
115 S.Ct. 2431, 2435 (1995) (quoting
FW/PBS,
Inc. v. City of Dallas,
493 U.S. 215,
230-31 (1990)
(quoting Allen
v. Wright,
468 U.S. 737,
750 (1984))) (alteration
in FW/PBS).
[37] Broadrick
also recognized, however, that "the Court has
altered its
traditional rules of standing to permit —
in the First Amendment
area — `attacks on overly broad statutes
with no requirement
that the person making the attack demonstrate
that his
own conduct could not be regulated by a statute
drawn with the
requisite narrow specificity.'" Id.
at 612 (quoting Dombrowski
v. Pfister,
380 U.S. 479,
486 (1965)). Broadrick went on
to emphasize that this overbreadth doctrine
"has been employed by
the Court sparingly and only as a last resort."
Id.
at 613; see
also Younger v. Harris,
401 U.S. 37,
52 (1971) ("Procedures for
testing the constitutionality of a statute `on
its face'
. . . are fundamentally at odds with the function
of the federal
courts in our constitutional plan.").
[38] In our
view, this case affords no occasion for application
of the
overbreadth doctrine, and Lebron accordingly
lacks standing to
assert a general challenge to Amtrak's advertising
policies. The
doctrine has only been applied to the conduct
of the government
in its role as a regulator, not as a proprietor.
See
e.g.,
City of Lakewood,
486 U.S. at 759-62 (newspaper permitted
to mount facial
challenge to ordinance that granted municipal
mayor uncircumscribed
authority to allow or disallow distribution
of newspapers
via newsracks on public streets); Board
of Airport Comm'rs
v. Jews for Jesus, Inc.,
482 U.S. 569,
571, 574-77 (1987) (allowing
overbreadth challenge to ordinance that barred
"First Amendment
activities within the Central Terminal Area
at Los Angeles
International Airport"). It is invoked against
a statute that
"`threatens others not before the court —
those who desire
to engage in legally protected expression but
who may refrain
from doing so rather than risk prosecution or
undertake to
have the law declared partially invalid,'" id.
at 574 (quoting Brockett
v. Spokane Arcades, Inc.,
472 U.S. 491,
503 (1985)), and invalidation
of a statute on its face is permitted "only
if the overbreadth
is `substantial.'" Id.
(collecting cases).
[39] Such
concerns simply are not implicated by Amtrak's
role as the proprietor
of Penn Station, essentially seeking to derive
revenues from
the sale of advertising while minimizing
interference
with or disruption of the station's commercial
function.
See
Lehman,
418 U.S. at 303 (plurality opinion).
Thus, Lebron
lacks standing to present a facial challenge
to Amtrak's
general advertising policies in this litigation.
This would
be so even if Lebron had adduced a stronger
showing of erosion
of Amtrak's policy against political advertisements
than the
handful of assertedly borderline cases that
was presented in this
litigation. As Chief Judge Newman pointed out
in Lebron
II, "Amtrak's
billboard space in Pennsylvania Station, even
if used in
the past for ads of a public service nature,
has not become a forum
for ads of such pointed political content as
Lebron's attack
on the makers of Coors Beer for promoting `The
Far Right's political
agenda.'" 12 F.3d at 394 (Newman, C.J., dissenting).
[40] Conclusion
[41] We reverse
the judgment of the district court and remand
with the
instruction that the district court dismiss
Lebron's complaint.
As previously noted, see
Lebron II,
12 F.3d at 392-393,
Lebron is free to pursue his state law claim
in state court.
[fn*] Judge
Leval became a member of the Second Circuit
Court of Appeals
on November 8, 1993.
[fn1] The
licensing agreements between Amtrak's predecessor,
the Pennsylvania
Railroad Company ("PRC"), and TDI provided that
the PRC
could refuse any advertisement that it deemed
"`unlawful, immoral,
improper or offensive to good taste . . . or
[to] involve
political
or other views which could result in dissension
or [to] involve
[PRC] in dissension, complaints or controversy
with its patrons
or the public.'" Lebron
I,
811 F. Supp. at 1001-02
(quoting PRC-TDI licensing agreements) (alterations
partially added,
emphasis added). However, this language has
been superseded
by the language quoted in the text of this opinion.
[fn2] The
stated twenty-six years of the Spectacular's
existence, and
the list of advertisers over that period, is
premised upon the
record presented on this appeal, which was completed
over two years
ago.
[fn3] Lebron
contends that because the only government interest
in Lehman
that garnered the support of a majority of the
Court is protecting
captive audiences, the case must be read as
so limited.
However, the Supreme Court has repeatedly reaffirmed
a broader
reading of Lehman,
often specifically citing to the plurality
opinion. See,
e.g., Krishna,
112 S.Ct. at 2705 ("we have
upheld a ban on political advertisements in
city-operated transit
vehicles") (citing Lehman);
Kokinda,
497 U.S. at 726 (plurality
opinion) ("In Lehman,
the plurality concluded that the ban
on political advertisements (combined with the
allowance of other
advertisements) was permissible under [the arbitrary
and capricious]
standard") (followed by quotation from Lehman,
418 U.S.
at 304) (plurality opinion); Cornelius,
473 U.S. at 806 ("a speaker
may be excluded from a nonpublic forum if he
wishes to address
a topic not encompassed within the purpose of
the forum") (citing
Lehman);
Perry,
460 U.S. at 47 ("[I]n [Lehman]
(opinion of
BLACKMUN, J.), a plurality of the Court concluded
that a city transit
system's rental of space in its vehicles for
commercial advertising
did not require it to accept partisan political
advertising.");
see
also Air Line Pilots Ass'n,
45 F.3d at 1153 n.3
(declining "to limit Lehman's
holding to situations involving captive
audiences"); Calash,
788 F.2d at 84 (citing Lehman
plurality
opinion for proposition that "rental of space
to commercial
advertisers does not require City to accept
political advertising
on buses"). We therefore see no need to address
Amtrak's argument
that its policy could be justified on the basis
of the captive
audience doctrine.
[fn4] Lebron
invokes Lamb's
Chapel v. Central Moriches Union Free
School
District,
113 S.Ct. 2141 (1993), which invalidated a ban
on the showing
of religiously oriented films in public schools
when secularly
oriented films on the identical subjects were
permitted,
to argue that Amtrak's policy violates viewpoint
neutrality.
Lebron perceives viewpoint discrimination because
"[u]nder Amtrak's
policy, the Coors Brewing Company could
advertise
and encourage purchase of its beer, but Lebron's
critical treatment
of the same subject matter, discouraging
purchase of
Coor's beer, was rejected because it expressed
a `political'
point of view." The argument is plainly specious.
The "subject
matter" of the Display can hardly be described,
with any
remote sense of accuracy, as the merits or demerits
of Coors Beer.
As Lebron himself stated in an affidavit, "I
do not seek to
sell anything other than ideas with this advertisement."
[42] JON O.
NEWMAN, Chief Judge, dissenting:
[43] Because
I believe that Amtrak, a governmental entity
now authoritatively
determined to be subject to First Amendment
limitations,
see Lebron
v. National R.R. Passenger Corp.,
115 S.Ct.
961 (1995), has violated the First Amendment
by its rejection
of the political advertisement that Michael
Lebron contracted
to display on a billboard in Penn Station, I
respectfully
dissent.
[44] The Court's
dismissal of Lebron's lawsuit rests on two
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