CAMPBELL
v. ACUFF-ROSE MUSIC, INC., 510
U.S. 569 (1994)
CAMPBELL,
AKA SKYYWALKER, ET AL. v.
ACUFF-ROSE MUSIC, INC.
CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR
THE SIXTH CIRCUIT
No.
92-1292
Argued
November 9, 1993
Decided
March 7, 1994
Respondent
Acuff-Rose Music, Inc., filed suit against petitioners,
the
members of the rap music group 2 Live Crew and
their record company,
claiming that 2 Live Crew's song, "Pretty Woman,"
infringed
Acuff-Rose's copyright in Roy Orbison's rock
ballad, "Oh, Pretty Woman."
The District Court granted summary judgment
for 2 Live Crew, holding
that its song was a parody that made fair use
of the original song. See
Copyright Act of 1976, 17 U.S.C. §
107. The Court
of Appeals
reversed and remanded, holding that the commercial
nature of the parody
rendered it presumptively unfair under the first
of four factors
relevant under § 107; that, by taking the
"heart" of the original and
making it the "heart" of a new work, 2 Live
Crew had, qualitatively,
taken too much under the third § 107 factor;
and that market harm for
purposes of the fourth § 107 factor had
been established by a
presumption attaching to commercial uses.
Held:
2 Live Crew's commercial parody may be a fair
use within the
meaning of § 107. Pp. 574-594.
(a) Section
107, which provides that "the fair use of a
copyrighted
work . . . for purposes such as criticism [or]
comment . . . is not an
infringement . . .," continues the common law
tradition of fair use
adjudication, and requires case-by-case analysis,
rather than
bright-line rules. The statutory examples of
permissible uses provide
only general guidance. The four statutory factors
are to be explored
and weighed together in light of copyright's
purpose of promoting
science and the arts. Pp. 574-578.
(b) Parody,
like other comment and criticism, may claim
fair use.
Under the first of the four § 107 factors,
"the purpose and
character of the use, including whether such
use is of a
commercial nature . . .,"
the enquiry focuses on whether the new work
merely supersedes the
objects of the original creation, or whether
and to what extent it is
"transformative," altering the original with
new expression, meaning,
or message. The more transformative the new
work, the less will be the
significance of other factors, like commercialism,
that may weigh
against a finding of fair use. The heart of
any parodist's claim to
quote from existing material is the use of some
elements of a prior
author's composition to
create a new one that, at least in part,
comments
on that author's work. But that tells courts
little about
where to draw the line. Thus, like other uses,
parody has to work its
way through the relevant factors. Pp. 578-581.
(c) The Court
of Appeals properly assumed that 2 Live Crew's
song
contains parody commenting on and criticizing
the original work, but
erred in giving virtually dispositive weight
to the commercial nature
of that parody by way of a presumption, ostensibly
culled from Sony
Corp.
of America v. Universal City Studios, Inc.,
464 U.S. 417,
451,
that "every commercial use of copyrighted material
is presumptively . .
. unfair.
. . ." The statute makes clear that a work's
commercial
nature is only one element of the first factor
enquiry into its purpose
and character, and Sony
itself called for no hard evidentiary
presumption.
The Court of Appeals' rule runs counter to Sony
and to
the long common law tradition of fair use adjudication.
Pp. 581-585.
(d) The second
§ 107 factor, "the nature of the copyrighted
work," is
not much help in resolving this and other parody
cases, since parodies
almost invariably copy publicly known, expressive
works, like the
Orbison song here. P. 586.
(e) The Court
of Appeals erred in holding that, as a matter
of law, 2
Live Crew copied excessively from the Orbison
original under the third
§ 107 factor, which asks whether "the amount
and substantiality of the
portion used in relation to the copyrighted
work as a whole" are
reasonable in relation to the copying's purpose.
Even if 2 Live Crew's
copying of the original's first line of lyrics
and characteristic
opening bass
riff may be said to go to the original's "heart,"
that
heart is what most readily conjures up the song
for parody, and it is
the heart at which parody takes aim. Moreover,
2 Live Crew thereafter
departed markedly from the Orbison lyrics and
produced otherwise
distinctive music. As to the lyrics, the copying
was not excessive in
relation to the song's parodic purpose. As to
the music, this Court
expresses no opinion whether repetition of the
bass riff is excessive
copying, but remands to permit evaluation of
the amount taken, in light
of the song's parodic purpose and character,
its transformative
elements, and considerations of the potential
for market substitution.
Pp. 586-589.
(f) The Court
of Appeals erred in resolving the fourth §
107 factor,
"the effect of the use upon the potential market
for or value of the
copyrighted work," by presuming, in reliance
on Sony,
supra,
at 451,
the likelihood of significant market harm based
on 2 Live Crew's use
for commercial gain. No "presumption" or inference
of market harm that
might find support in Sony
is applicable to a case involving something
beyond mere
duplication for commercial purposes. The cognizable
harm
is market substitution, not any harm from criticism.
As to parody
pure
and simple, it is unlikely that the work will
act as a substitute for
the original, since the two works usually serve
different market
functions. The fourth factor requires courts
also to consider the
potential market for derivative works. See,
e. g., Harper & Row, Publisher's,
Inc. v. Nation Enterprises,
471 U.S. 539,
at 568.
If the later work has cognizable substitution
effects
in protectable markets for derivative works,
the law will look beyond
the criticism to the work's other elements.
2 Live Crew's song
comprises not only parody, but also rap music.
The absence of evidence
or affidavits addressing the effect of 2 Live
Crew's song on the
derivative market for a nonparody, rap version
of "Oh, Pretty Woman"
disentitled 2 Live Crew, as the proponent of
the affirmative defense of
fair use, to summary judgment. Pp. 590-594.
972 F.2d 1429,
reversed and remanded.
SOUTER, J.,
delivered the opinion for a unanimous Court.
KENNEDY, J., filed
a concurring opinion, post,
p. 596.
Bruce
S. Rogow
argued the cause for petitioners. With him on
the briefs
was Alan
Mark Turk.
Sidney
S. Rosdeitcher
argued the cause for respondent. With him on
the brief
were Peter
L. Felcher
and Stuart
M. Cobert.
[fn*]
Briefs of
amici
curiae
urging reversal were filed for the American
Civil Liberties
Union by Steven
F. Reich, Steven R. Shapiro, Marjorie
Heins,
and John
A. Powell;
for Capitol Steps Production, Inc., et al.
by William
C. Lane;
for the Harvard Lampoon, Inc., et al. by William
C. Lane;
for the Harvard Lampoon, Inc., by Robert
H. Loeffler
and Jonathan
Band;
for the PEN American Center by Leon
Friedman;
and for Robert C. Berry
et al. by Alfred
C. Yen.
Briefs of
amici
curiae
urging affirmance were filed for the National
Music Publishers'
Association, Inc., et al. by Marvin
E. Frankel
and Michael
S. Oberman;
and for Fred Ebb et al. by Stephen
Rackow Kaye, Charles
S. Sims,
and Jon
A. Baumgarten.
Briefs of
amici
curiae
were filed for Home Box Office et al. by
Daniel
M. Waggoner, P. Cameron DeVore, George Vradenburg,
Bonnie Bogin, and
Richard
Cotton;
and for Warner Bros. by Cary
H. Sherman
and Robert
Alan
Garrett.
JUSTICE SOUTER
delivered the opinion of the Court.
We are called
upon to decide whether 2 Live Crew's commercial
parody of Roy
Orbison's song, "Oh, Pretty Woman," may
be a fair use within the meaning
of the Copyright Act of 1976, 17 U.S.C.
§ 107
(1988 ed. and Supp.
IV). Although the District Court granted summary
judgment for 2 Live
Crew, the Court of Appeals reversed, holding
the defense of fair use
barred by the song's commercial character and
excessive borrowing. Because
we hold that a parody's commercial character
is only one element
to be weighed in a fair use enquiry, and that
insufficient consideration
was given to the nature of parody in weighing
the degree of
copying, we reverse and remand.
I
In 1964,
Roy Orbison and William Dees wrote a rock ballad
called "Oh, Pretty
Woman" and assigned their rights in it to respondent
Acuff-Rose Music,
Inc. See Appendix A, infra,
at 594. Acuff-Rose registered the song
for copyright protection.
Petitioners
Luther R. Campbell, Christopher Wongwon, Mark
Ross, and David
Hobbs are collectively known as 2 Live Crew,
a popular rap music group
In 1989, Campbell wrote a song entitled "Pretty
Woman," which
he later described in an affidavit as intended,
"through comical lyrics,
to satirize the original work. . . ." App. to
Pet. for Cert. 80a.
On July 5, 1989, 2 Live Crew's manager informed
Acuff-Rose that 2 Live
Crew had written a parody of "Oh, Pretty Woman,"
that they would afford
all credit for ownership and authorship of the
original song to Acuff-Rose,
Dees, and Orbison, and that they were willing
to pay a fee for
the use they wished to make of it. Enclosed
with the letter were a copy
of the lyrics and a recording of 2 Live Crew's
song. See
Appendix B,
infra,
at 595. Acuff-Rose's agent refused permission,
stating that "I
am aware of the success enjoyed
by `The 2 Live Crews', but I must inform
you that we cannot permit the use of a parody
of `Oh, Pretty Woman.'"
App. to Pet. for Cert. 85a. Nonetheless, in
June or July, 1989,
2 Live Crew released records, cassette tapes,
and compact discs
of "Pretty Woman" in a collection of songs entitled
"As Clean As They
Wanna Be." The albums and compact discs identify
the authors of "Pretty
Woman" as Orbison and Dees and its publisher
as Acuff-Rose.
Almost a
year later, after nearly a quarter of a million
copies of the recording
had been sold, Acuff-Rose sued 2 Live Crew and
its record company,
Luke Skyywalker Records, for copyright infringement.
The District
Court granted summary judgment for 2 Live Crew,
reasoning that
the commercial purpose of 2 Live Crew's song
was no bar to fair use;
that 2 Live Crew's version was a parody, which
"quickly degenerates
into a play on words, substituting predictable
lyrics with shocking
ones" to show "how bland and banal the Orbison
song" is; that 2
Live Crew had taken no more than was necessary
to "conjure up" the original
in order to parody it; and that it was "extremely
unlikely that
2 Live Crew's song could adversely affect the
market for the original."
, 1154-1155,
1157-1158 (MD Tenn. 1991). The
District Court weighed these factors and held
that 2 Live Crew's song
made fair use of Orbison's original. Id.,
at 1158-1159.
The Court
of Appeals for the Sixth Circuit reversed and
remanded. 972 F.2d 1429,
1439 (1992). Although it assumed for the purpose
of its opinion
that 2 Live Crew's song was
a parody of the Orbison original, th754
F. Supp. 1150e Court of Appeals thought the
District Court had put too little emphasis
on the fact that "every commercial use . . .
is presumptively .
. . unfair," Sony
Corp. of America v. Universal City Studios,
Inc., 464 U.S. 417,
451 (1984), and it held that "the admittedly
commercial nature"
of the parody "requires the conclusion" that
the first of four factors
relevant under the statute weighs against a
finding of fair use.
972 F.2d, at 1435, 1437. Next, the Court of
Appeals determined that,
by "taking the heart of the original and making
it the heart of a new
work," 2 Live Crew had, qualitatively, taken
too much. Id.,
at 1438.
Finally, after noting that the effect on the
potential market for
the original (and the market for derivative
works) is "undoubtedly the single most important
element of
fair use," Harper
& Row,
Publishers,
Inc. v. Nation Enterprises,
471 U.S. 539,
566 (1985), the Court of Appeals faulted
the District Court for "refus[ing] to indulge
the presumption"
that "harm for purposes of the fair use analysis
has been
established by the presumption attaching to
commercial uses." 972 F.2d,
at 1438-1439. In sum, the court concluded that
its "blatantly commercial
purpose . . . prevents this parody from being
a fair use." Id.,
at 1439.
We granted
certiorari, 507 U.S. 1003 (1993), to determine
whether 2 Live Crew's
commercial parody could be a fair use.
II
It is uncontested
here that 2 Live Crew's song would be an infringement
of Acuff-Rose's
rights in "Oh, Pretty Woman," under the Copyright
Act of
1976, 17 U.S.C. § 106
(1988 ed. and Supp. IV), but for a finding of
fair use through
parody. From
the infancy of copyright protection,
some opportunity for fair use of copyrighted
materials has been thought
necessary to fulfill copyright's very purpose,
"[t]o promote the Progress
of Science and useful Arts. . . ." U.S. Const.,
Art. I, § 8, cl.
8.
For as Justice Story explained, "[i]n truth,
in literature,
in science and in art, there are, and can be,
few, if any, things,
which in an abstract sense, are strictly new
and original throughout.
Every book in literature, science and art, borrows,
and must necessarily
borrow, and use much which was well known and
used before."
Emerson
v. Davies,
8 F.Cas. 615, 619 (No. 4,436) (CCD Mass.
1845). Similarly, Lord Ellenborough expressed
the inherent tension in
the need simultaneously to protect copyrighted
material and to allow others
to build upon it when he wrote, "while I shall
think myself bound to
secure every man in the enjoyment of his copyright,
one must not put manacles
upon science."
Carey
v. Kearsley,
4 Esp. 168, 170, 170 Eng.Rep.
679, 681 (K.B. 1803). In copyright cases brought
under the Statute
of Anne of 1710,
English courts held that in some instances
"fair abridgements"
would not infringe an author's rights, see
W. Patry,
The Fair Use Privilege in Copyright Law 6-17
(1985) (hereinafter Patry);
Leval, Toward a Fair Use Standard, 103 Harv.L.Rev.
1105 (1990)
(hereinafter Leval), and although the First
Congress enacted our initial
copyright statute, Act of May 31, 1790, 1 Stat.
124, without any
explicit reference to "fair use," as it later
came to be known, the
doctrine was recognized by the American courts
nonetheless.
In Folsom
v. Marsh,
9 F. Cas. 342 (No. 4,901) Justice Story distilled
the essence
of law and methodology from the earlier cases:
"look to the nature
and objects of the selections made, the quantity
and value of the
materials used, and the degree in which the
use may prejudice the sale,
or diminish the profits, or supersede the objects,
of the original
work." Id.,
at 348. Thus expressed, fair use remained
exclusively
judge-made doctrine until the passage of
the 1976 Copyright
Act, in which Story's summary is discernible:
"§ 107.
Limitations on exclusive rights: Fair use
"Notwithstanding
the provisions of sections 106 and 106A, the
fair
use of a copyrighted work, including such use
by reproduction in
copies or phonorecords or by any other means
specified by that
section, for purposes such as criticism, comment,
news reporting,
teaching (including multiple copies for classroom
use),
scholarship, or research, is not an infringement
of copyright. In
determining whether the use made of a work in
any particular
case
is a fair use the factors to be considered shall
include —
"(1) the
purpose and character of the use, including
whether such
use is of a commercial nature or is for nonprofit
educational
purposes;
"(2) the
nature of the copyrighted work;
"(3) the
amount and substantiality of the portion
used in relation
to the copyrighted work as a whole; and
"(4) the
effect of the use upon the potential market
for or value
of the copyrighted work.
"The fact
that a work is unpublished shall not itself
bar a finding of
fair use if such finding is made upon
consideration
of all the above factors." 17 U.S.C.
§ 107 (1988
ed. and Supp. IV).
Congress meant
§ 107 "to restate the present judicial
doctrine of fair use,
not to change, narrow, or enlarge it in any
way" and intended that courts
continue the common-law tradition of fair use
adjudication. H.R.Rep.
No. 94-1476, p. 66 (1976) (hereinafter House
Report); S.Rep. No.
94-473, p. 62 (1975) (hereinafter Senate Report).
The fair use doctrine
thus "permits [and requires] courts to avoid
rigid application of
the copyright statute when, on occasion, it
would stifle the very
creativity
which that law is designed to foster." Stewart
v. Abend, 495 U.S. 207,
236 (1990) (internal quotation marks and citation
omitted).
The task
is not to be simplified with bright-line rules,
for the statute,
like the doctrine it recognizes, calls for case-by-case
analysis.
Harper
& Row,
471 U.S., at 560; Sony,
464 U.S., at 448, and n. 31;
House Report, pp. 65-66; Senate Report, p. 62.
The text employs the
terms "including" and "such as" in the preamble
paragraph to indicate
the "illustrative and not limitative" function
of the examples given,
§ 101; see Harper
& Row, supra,
at 561, which thus provide only general
guidance about the sorts of copying that courts
and Congress
most commonly
had found to be fair uses.
Nor may the four statutory factors
be treated in isolation, one from another. All
are to be
explored,
and the results weighed together, in light of
the purposes of copyright.
See
Leval
1110-1111; Patry & Perlmutter, Fair Use
Misconstrued:
Profit, Presumptions, and Parody, 11 Cardozo
Arts & Ent.L.J.
667, 685-687 (1993) (hereinafter Patry &
Perlmutter).
A
The first
factor in a fair use enquiry is "the purpose
and character of the
use, including whether such use is of a commercial
nature or is for nonprofit
educational purposes." § 107(1). This factor
draws on Justice
Story's formulation, "the nature and objects
of the selections made."
Folsom
v. Marsh,
supra, at 348. The enquiry here may be
guided by
the examples given in the preamble to §
107, looking to whether
the use is for criticism, or comment, or news
reporting,
and the
like, see
§ 107. The central purpose of this investigation
is to see,
in Justice Story's words, whether the new work
merely "supersede[s]
the objects" of the original creation, Folsom
v. Marsh, supra,
at 348; accord, Harper
& Row, supra,
at 562 ("supplanting" the original),
or instead adds something new, with a further
purpose or different
character, altering the first with new expression,
meaning, or
message; it asks, in other words, whether and
to what extent the new work
is "transformative." Leval 1111. Although such
transformative use
is not absolutely necessary for a finding of
fair use, Sony,
supra, at
455, n. 40,
the goal of copyright, to promote science and
the arts,
is generally furthered
by the creation of transformative works.
Such works
thus lie at the heart of the fair use doctrine's
guarantee of
breathing space within the confines of copyright,
see, e.g.,
Sony, supra,
at 478-480 (BLACKMUN, J., dissenting), and the
more transformative
the new work, the less will be the significance
of other factors,
like commercialism, that may weigh against a
finding of fair use.
This Court
has only once before even considered whether
parody may be fair
use, and that time issued no opinion because
of the Court's equal division.
Benny
v. Loew's Inc.,
239 F.2d 532
(CA9 1956), aff'd
sub nom.
Columbia Broadcasting System, Inc. v. Loew's
Inc.,
356 U.S. 43 (1958).
Suffice it to say now that parody has an obvious
claim to transformative
value, as Acuff-Rose itself does not deny. Like
less ostensibly
humorous forms of criticism, it can provide
social benefit, by
shedding light on an earlier work, and, in the
process, creating a new
one. We thus line up with the courts that have
held that parody, like
other comment or criticism, may claim fair use
under § 107. See,
e.g.,
Fisher v. Dees,
794 F.2d 432
(CA9 1986) ("When Sonny Sniffs Glue,"
a parody of "When Sunny Gets Blue," is fair
use); Elsmere
Music, Inc.
v. National Broadcasting Co.,
482 F. Supp. 741 (SDNY),
aff'd,
623 F.2d 252
(CA2 1980) ("I Love Sodom," a "Saturday Night
Live" television parody
of "I Love New York," is fair use); see
also
House Report, p. 65; Senate
Report, p. 61 ("[U]se in a parody of some of
the content of the work
parodied" may be fair use).
The germ
of parody lies in the definition of the Greek
parodeia,
quoted in
Judge Nelson's Court of Appeals dissent, as
"a song sung alongside another."
972 F.2d, at 1440, quoting 7 Encyclopedia Britannica
768 (15th
ed. 1975). Modern dictionaries accordingly describe
a parody as a
"literary or artistic work that imitates the
characteristic style of an
author or a work for comic effect or ridicule,"
or as a
"composition in prose or verse in which the
characteristic turns of thought
and phrase in an author or class of authors
are imitated in such
a way as to make them appear ridiculous."
For the purposes of copyright
law, the nub of the definitions, and the heart
of any parodist's
claim to quote from existing material, is the
use of some elements
of a prior author's composition to create a
new one that, at least
in part, comments on that author's works. See,
e.g.,
Fisher v.
Dees,
supra,
at 437; MCA,
Inc. v. Wilson,
677 F.2d 180,
185 (CA2 1981).
If, on the contrary, the commentary has no critical
bearing on the
substance or style of the original composition,
which the alleged infringer
merely uses to get attention or to avoid the
drudgery in working
up something fresh, the claim to fairness in
borrowing from another's
work diminishes accordingly (if it does not
vanish), and other
factors, like the extent of its commerciality,
loom larger. Parody
needs to mimic an
original to make its point, and so has some
claim to use
the creation of its victim's (or collective
victims') imagination,
whereas satire can stand on its own two feet
and so requires
justification for the very act of
borrowing.
See
ibid.; Bisceglia,
Parody and Copyright Protection: Turning the
Balancing Act Into
a Juggling Act, in ASCAP, Copyright Law Symposium,
No. 34, p. 25 (1987).
The fact
that parody can claim legitimacy for some appropriation
does not,
of course, tell either parodist or judge much
about where to draw the
line. Like a book review quoting the copyrighted
material criticized,
parody may or may not be fair use, and petitioners'
suggestion
that any parodic use is presumptively fair has
no more justification
in law or fact than the equally hopeful claim
that any use
for news reporting should be presumed fair,
see Harper
& Row,
471 U.S.,
at 561. The Act has no hint of an evidentiary
preference for parodists
over their victims, and no workable presumption
for parody could
take account of the fact that parody often shades
into satire when
society is lampooned through its creative artifacts,
or that a work
may contain both parodic and nonparodic elements.
Accordingly, parody,
like any other use, has to work its way through
the relevant factors,
and be judged case by case, in light of the
ends of the copyright
law.
Here, the
District Court held, and the Court of Appeals
assumed, that 2 Live
Crew's "Pretty Woman" contains parody,
commenting on and criticizing
the original work, whatever it may have to say
about society
at large. As the District Court remarked, the
words of 2 Live Crew's
song copy the original's first line, but then
"quickly degenerat[e]
into a play on words, substituting predictable
lyrics with shocking ones . . . [that] derisively
demonstrat[e]
how bland and banal the Orbison song seems to
them." 754
F. Supp., at 1155 (footnote omitted). Judge
Nelson, dissenting below,
came to the same conclusion, that the 2 Live
Crew song "was
clearly intended to ridicule the white-bread
original" and "reminds
us that sexual congress with nameless streetwalkers
is not necessarily
the stuff of romance, and is not necessarily
without its
consequences. The singers (there are several)
have the same thing
on their minds as did the lonely man with the
nasal voice, but
here there is no hint of wine and roses." 972
F.2d, at 1442. Although
the majority below had difficulty discerning
any criticism of
the original in 2 Live Crew's song, it assumed
for purposes of its
opinion that there was some. Id.,
at 1435-1436, and n. 8.
We have less
difficulty in finding that critical element
in 2 Live Crew's
song than the Court of Appeals did, although,
having found it, we
will not take the further step of evaluating
its quality. The threshold
question when fair use is raised in defense
of parody is whether
a parodic character may reasonably be perceived.
Whether, going
beyond that, parody is in good taste or bad
does not and
should not matter to fair use. As Justice Holmes
explained, "[i]t
would be a dangerous undertaking for persons
trained only to the
law to constitute themselves final judges of
the worth of [a
work], outside
of the narrowest and most obvious limits. At
the
one extreme,
some works of genius would be sure to miss
appreciation.
Their very novelty would make them repulsive
until the
public had learned the new language in which
their author spoke." Bleistein
v. Donaldson Lithographing Co.,
188 U.S. 239,
251 (1903)
(circus posters have copyright protection);
cf.
Yankee Publishing
Inc.
v.
News America Publishing, Inc.,
809 F. Supp. 267,
280 (SDNY
1992) (Leval, J.) ("First Amendment protections
do not
apply only to those who speak clearly, whose
jokes are funny, and
whose parodies
succeed") (trademark case).
While we
might not assign a high rank to the parodic
element here, we think
it fair to say that 2 Live Crew's song reasonably
could be perceived
as commenting on the original or criticizing
it, to some degree.
2 Live Crew juxtaposes the romantic musings
of a man whose fantasy
comes true with degrading taunts, a bawdy demand
for sex, and a sigh
of relief from paternal responsibility. The
later words can be taken
as a comment on the naivete of the original
of an earlier day, as a
rejection of its sentiment that ignores the
ugliness of street life and
the debasement that it signifies. It is this
joinder of reference and
ridicule that marks off the author's choice
of parody from the other
types of comment and criticism that traditionally
have had a
claim to fair
use protection as transformative works.
The Court
of Appeals, however, immediately cut short the
enquiry into 2 Live
Crew's fair use claim by confining its treatment
of the first factor
essentially to one relevant fact, the commercial
nature of the use.
The court then inflated the significance of
this fact by applying a
presumption ostensibly
culled from Sony,
that "every commercial use of
copyrighted material is presumptively . . .
unfair. . . ." Sony,
464 U.S.,
at 451. In giving virtually dispositive weight
to the commercial
nature of the parody, the Court of Appeals erred.
The language
of the statute makes clear that the commercial
or nonprofit
educational purpose of a work is only one element
of the first
factor enquiry into its purpose and character.
Section 107(1) uses
the term "including" to begin the dependent
clause referring to commercial use, and the
main clause
speaks of a broader investigation into "purpose
and character."
As we explained in Harper
& Row,
Congress resisted
attempts to narrow the ambit of this traditional
enquiry by
adopting categories of presumptively fair use,
and it urged courts
to preserve the breadth of their traditionally
ample view of the universe
of relevant evidence. 471 U.S., at 561; House
Report, p. 66. Accordingly,
the mere fact that a use is educational and
not for profit does
not insulate it from a finding of infringement,
any more than the commercial
character of a use bars a finding of fairness.
If, indeed, commerciality
carried presumptive force against a finding
of fairness, the
presumption would swallow nearly all of the
illustrative uses
listed in the preamble paragraph of § 107,
including news reporting, comment,
criticism, teaching, scholarship, and research,
since these activities
"are generally conducted for profit in this
country." Harper
& Row, supra,
at 592 (BRENNAN, J., dissenting). Congress could
not have intended
such a rule, which certainly is not inferable
from the
common law cases, arising as they did from the
world of letters in which
Samuel Johnson could pronounce that "[n]o man
but a blockhead ever
wrote except for money." 3 Boswell's Life of
Johnson 19 (G. Hill ed.
1934).
Sony
itself called for no hard evidentiary presumption.
There, we emphasized
the need for a "sensitive balancing of interests,"
464 U.S., at
455, n. 40, noted that Congress had "eschewed
a rigid, bright-line approach
to fair use," id.,
at 449,
n. 31, and stated that the commercial
or nonprofit educational character of a work
is "not conclusive,"
id.,
at 448-449, but rather a fact to be "weighed
along with
other[s] in fair use decisions," id.,
at 449, n. 32 (quoting House Report,
p. 66). The Court of Appeals' elevation of one
sentence from Sony
to a per
se
rule thus runs as much counter to Sony
itself as to the
long common law tradition of fair use adjudication.
Rather, as we
explained in Harper
& Row, Sony
stands for the proposition that the "fact that
a publication
was commercial as opposed to nonprofit is a
separate factor
that tends to weigh against a finding of fair
use." 471
U.S., at 562. But that is all, and the fact
that even the force of that
tendency will vary with the context is a further
reason against elevating
commerciality to hard presumptive significance.
The use, for example,
of a copyrighted work to advertise a product,
even in a parody,
will be entitled to less indulgence under the
first factor of the
fair use enquiry than the sale of a parody for
its own sake, let alone
one performed a single time by students in school.
See
generally Patry
& Perlmutter 679-680; Fisher
v. Dees,
794 F.2d, at 437; Maxtone-Graham
v. Burtchaell,
803 F.2d 1253,
1262 (CA2 1986);
Sega
Enterprises
Ltd. v. Accolade, Inc., 977 F.2d 1510,
1522 (CA9 1992).
B
The second
statutory factor, "the nature of the copyrighted
work," § 107(2),
draws on Justice Story's expression, the "value
of the materials
used." Folsom
v. Marsh,
9 F.Cas., at 348. This factor
calls for recognition that some works are closer
to the core
of intended copyright protection than others,
with the consequence
that fair use is more difficult to
establish when the former works are copied.
See,
e.g.,
Stewart v. Abend,
495 U.S., at 237-238 (contrasting fictional
short story
with factual works); Harper
& Row,
471 U.S., at 563-564 (contrasting
soon-to-be-published memoir with published speech);
Sony,
464 U.S.,
at 455, n. 40 (contrasting motion pictures with
news broadcasts);
Feist,
499 U.S. 348-351 (contrasting creative works
with bare
factual compilations); 3 M. Nimmer & D.
Nimmer, Nimmer on Copyright
§ 13.05[A][2] (1993) (hereinafter Nimmer);
Leval 1116. We agree
with both the District Court and the Court of
Appeals that the Orbison
original's creative expression for public dissemination
falls within
the core of the copyright's protective purposes.
754 F. Supp., at 1155-1156;
972 F.2d, at 1437. This fact, however, is not
much help in this
case, or ever likely to help much in separating
the fair use sheep from
the infringing goats in a parody case, since
parodies almost invariably
copy publicly known, expressive works.
C
The third
factor asks whether "the amount and substantiality
of the portion
used in relation to the copyrighted work as
a whole," § 107(3) (or,
in Justice Story's words, "the quantity and
value of the materials used,"
Folsom
v. Marsh, supra,
at 348) are reasonable in relation to
the purpose
of the copying. Here, attention turns to the
persuasiveness
of a parodist's justification for the particular
copying done,
and the enquiry will harken back to the first
of the statutory factors,
for, as in prior cases, we recognize that the
extent of permissible
copying varies with the purpose and character
of the use.
See Sony,
supra,
449-450 (reproduction of entire work "does not
have its ordinary
effect of militating against a finding of fair
use" as
to home videotaping of television programs);
Harper
& Row,
supra,
at 564 ("[E]ven
substantial quotations might qualify as fair
use in a review
of a published work or a news account of a speech"
but not in a scoop
of a soon-to-be-published memoir). The facts
bearing on
this factor will also tend to address the fourth,
by revealing
the degree to which the parody may serve as
a market
substitute for the original or potentially licensed
derivatives.
See
Leval 1123.
The District
Court considered the song's parodic purpose
in finding that
2 Live Crew had not helped themselves overmuch.
754 F. Supp., at 1156-1157.
The Court of Appeals disagreed, stating that
"[w]hile it
may not be inappropriate to find that no more
was taken than
necessary, the copying was qualitatively substantial.
. . . We
conclude that taking the heart of the original
and making it the
heart of a new work was to purloin a substantial
portion of the
essence of the original." 972 F.2d, at 1438.
The Court
of Appeals is, of course, correct that this
factor calls for thought
not only about the quantity of the materials
used, but about their
quality and importance, too. In Harper
& Row,
for example, the Nation
had taken only some 300 words out of President
Ford's memoirs, but
we signaled the significance of the quotations
in finding them to amount
to "the heart of the book," the part most likely
to be newsworthy
and important in licensing serialization. 471
U.S., at 564-566,
568 (internal quotation marks omitted). We also
agree with the
Court of Appeals that whether "a substantial
portion of the infringing
work was copied verbatim" from the copyrighted
work is a relevant
question, see id.,
at 565, for it may reveal a dearth of
transformative
character or purpose under the first factor,
or a greater
likelihood of market harm under the fourth;
a work composed primarily
of an original, particularly its heart, with
little added or changed,
is more likely
to be a merely superseding use, fulfilling
demand for
the original.
Where we
part company with the court below is in applying
these guides to
parody, and in particular to parody in the song
before us. Parody presents
a difficult case. Parody's humor, or in any
event its comment,
necessarily springs from recognizable allusion
to its
object through distorted imitation.
Its art lies in the tension between a known
original and
its parodic twin. When parody takes aim at a
particular
original work, the parody must be able to "conjure
up" at least
enough of that original to make the object of
its critical wit recognizable.
See, e.g.,
Elsmere Music,
623 F.2d, at 253, n. 1; Fisher
v.
Dees,
794 F.2d, at 438-439. What makes for this recognition
is quotation
of the original's most distinctive or memorable
features, which
the parodist can be sure the audience will know.
Once enough has been
taken to assure identification, how much more
is reasonable will depend,
say, on the extent to which the song's overriding
purpose and character
is to parody the original or, in contrast, the
likelihood that
the parody may serve as a market substitute
for the original. But using
some characteristic features cannot be avoided.
We think
the Court of Appeals was insufficiently appreciative
of parody's
need for the recognizable sight or sound when
it ruled 2 Live Crew's
use unreasonable as a matter of law. It is true,
of course, that
2 Live Crew copied the characteristic opening
bass riff (or musical
phrase) of the original, and true that the words
of the first line
copy the Orbison lyrics. But if quotation of
the opening riff and the
first line may be said to go to the "heart"
of the original, the heart
is also what most readily conjures up the song
for parody, and it is
the heart at which parody takes aim. Copying
does not become excessive
in relation to parodic purpose merely because
the portion taken
was the original's heart. If 2 Live Crew had
copied a significantly
less memorable part of the original, it is difficult
to see
how its parodic character would
have come through. See Fisher
v.
Dees,
supra,
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